Vol. 273, Issue 5, H2091-H2104, November 1997
INVITED REVIEW
Molecular analysis of blood vessel formation and disease
Peter
Carmeliet and
Désiré
Collen
Center for Transgene Technology and Gene Therapy, Flanders
Interuniversity Institute for Biotechnology, Katholieke
Universiteit Leuven, B-3000 Leuven, Belgium
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ABSTRACT |
Blood vessels affect the quality of life in
many ways. They provide an essential nutritive function during growth
and repair of tissues but, on the other hand, can become affected by
disorders or trauma, resulting in bleeding, thrombosis, arterial
stenosis, and atherosclerosis. Three molecular systems, the vascular
endothelial growth factor (VEGF) system, the plasminogen system, and
the coagulation system, have been implicated in the formation and
pathobiology of blood vessels. This review focuses on the role of these
systems in these processes. Recent gene-targeting studies have
identified VEGF as a potent modulator of the formation of endothelial
cell-lined channels. Somewhat unanticipated, the initiator of
coagulation is not only involved in the control of hemostasis but also
in the maturation of a muscular wall around the endothelium. With different murine models of cardiovascular disease, a pleiotropic role
of the plasminogen system was elucidated in thrombosis, in arterial
neointima formation after vascular wound healing and allograft
transplantation, in atherosclerosis, and in the formation of
atherosclerotic aneurysms. Surprisingly, tissue-type plasminogen activator is also involved in brain damage after ischemic or neurotoxic insults. The insights from these gene-targeting studies have formed the
basis for designing gene therapy strategies for restenosis and
thrombosis, which have been successfully tested in these knockout models.
adenovirus; atherosclerosis; coagulation; plasminogen; angiogenesis; vascular endothelial growth factor
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INTRODUCTION |
TARGETED GENE MANIPULATION in animal models has largely
contributed to a better understanding of the molecular mechanisms involved in the formation as well as the pathology of blood vessels. Several of these factors play distinct roles not only during embryonic development but, frequently, also during adult vascular pathology. The
vessel wall consists of two major cell types, endothelial and smooth
muscle cells, that closely interact with each other. The vascular
endothelial growth factor (VEGF) system is essential for endothelial
cell biology, and defective signaling results in abnormal formation of
endothelial cell-lined channels. In contrast, the initiator of
coagulation plays a role in smooth muscle cell function, and loss of
its function during embryogenesis results in immature fragile vessels
that form microaneurysms and rupture with secondary bleeding. The
coagulation and plasminogen systems are essential for proper hemostasis
because the former controls bleeding by formation of fibrin clots and
the latter guarantees maintenance of vascular patency by removal of
fibrin clots. When deregulated, both systems may contribute to
thrombotic or hemorrhagic disorders. In addition, these systems have
been implicated in tissue remodeling and cellular migration, essential
mechanisms for the repair of blood vessels after acute injury (e.g.,
balloon angioplasty) or chronic inflammation (atherosclerosis). The
present overview aims at integrating the pleiotropic roles of the VEGF, coagulation, and plasminogen systems in vascular biology, as deduced from targeted gene manipulation (gene inactivation or gene transfer) studies in the mouse.
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THE VEGF SYSTEM |
VEGF-A was purified as a growth factor able to increase vascular
permeability and endothelial cell proliferation (45, 49; Fig.
1A).
VEGF-A distinguishes itself from previously known angiogenic factors by
a unique combination of properties:
1) it is secreted and exerts a
direct effect on endothelial cells via interaction with cellular
receptors Flk-1 and Flt-1 (45, 49);
2) it is produced by cells in close
proximity to endothelial cells, suggesting paracrine regulation of
blood vessel formation (10); 3)
expression of VEGF-A is highly regulated by hypoxia, providing a
physiological feedback mechanism to accommodate insufficient tissue
oxygenation by promoting blood vessel formation (95); and
4) VEGF-A is a potent factor,
because its over- or underexpression significantly affects blood vessel
formation in vivo (52). VEGF-A is transcribed from a single gene but is
alternatively processed to various isoforms. The shortest form
(VEGF-A120) is diffusible in the
surrounding extracellular milieu, whereas the longer isoforms
(VEGF-A165,
VEGF-A189, and
VEGF-A206) contain basic amino
acid residues that mediate increasing binding to heparin-rich
extracellular matrix (45, 49). Although these various isoforms exhibit
a tissue-specific pattern of expression, their differential
(patho)physiological roles in vivo remain largely undetermined.

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Fig. 1.
A: schematic representation of
vascular endothelial growth factor (VEGF) system. VEGF and placental
growth factor (PlGF) bind as homo- or heterodimers, with different
specificities and affinities to their different cellular receptors,
Flt-1, Flk-1, and Flt-4. VEGFR, VEGF receptor.
B: formation of blood vessels. Early
endothelial stem cells (hemangioblasts) differentiate in situ into
endothelial cells (left) and become
organized into a primitive vascular plexus consisting of endothelial
lined channels (middle).
Subsequently, these primitive blood vessels acquire a muscular wall
(right) to accommodate increased blood pressure during
further embryonic development.
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More recently, other VEGF-related factors have been identified (Fig.
1A): VEGF-B, which is expressed
primarily in the heart, brain, muscle, and kidney (76), and VEGF-C,
which appears to play a role in development of lymphatic vessels (61).
Another homolog, placental growth factor (PlGF), was identified in the placenta and, to a lesser extent, in heart, lung, and thyroid (71).
Three receptor tyrosine kinases, containing seven immunoglobulin domains, have thus far been identified that bind the VEGF family members with different specificity and affinity; VEGF receptor-1 (or
Flt-1) binds VEGF-A and PlGF, VEGF receptor-2 (or Flk-1) binds VEGF-A
and VEGF-C, and VEGF receptor-3 (or Flt-4) binds VEGF-C (41, 56, 72).
Homo- or heterodimerization of these ligands may determine their
biological specificity (44). Receptor activation, via intracellular
signaling, results in a pleiotropic pattern of angiogenic activities
including proliferation, apoptosis, migration, and permeability of
endothelial cells and their production of matrix-degrading proteinases
and tissue factor (TF; Refs. 45, 49).
VEGF expression has been implicated in vascular development during
embryogenesis and postnatally during heart ischemia
(5), atherosclerosis (64), diabetic retinopathy (50),
tumorigenesis (79), arthritis, and wound healing (54). VEGF gene
therapy has been considered to improve blood flow to ischemic
limbs and hearts (100) and to reduce stenosis of blood vessels after
arterial injury by promoting reendothelialization (4).
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THE COAGULATION SYSTEM |
Initiation of the plasma coagulation system is triggered by TF, which
functions as a cellular receptor and cofactor for activation of the
serine proteinase factor VII to factor VIIa (Refs. 40, 46, 55; Fig.
2A).
This complex activates factor X directly or indirectly via activation
of factor IX, resulting in the generation of thrombin, which mediates
conversion of fibrinogen to fibrin (40, 46, 55). Thrombin and factor Xa
produce a positive-feedback stimulation of coagulation by activating
factor VIII and factor V, which serve as membrane-bound
receptors/cofactors for the proteolytic enzymes factor IXa and factor
Xa, respectively (40, 46, 55).

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Fig. 2.
A: schematic representation of
coagulation system. Tissue factor (TF) is primary cellular activator of
blood coagulation and via activation of factor VII initiates a cascade
activation of factor X and prothrombin resulting in conversion of
fibrinogen to fibrin. Anticoagulation is mediated by TF pathway
inhibitor (TFPI), thrombomodulin, protein C, protein S, and
antithrombin III. See text for details.
B: schematic representation of
plasminogen (Plg) system. Plg is an inactive proenzyme that can be
activated by tissue-type (t-PA) or urokinase-type (u-PA) Plg activator.
Their action is inhibited by PA inhibitor-1 (PAI-1). u-PA binds to a
cellular receptor, u-PAR, that has been involved in cellular migration.
2-Antiplasmin is principal
plasmin inhibitor.
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In contrast, when thrombin is bound to its cellular receptor
thrombomodulin, it functions as an anticoagulant by activating the
protein C anticoagulant system (39, 47). Activated protein C, in the
presence of its cofactor protein S, inactivates factor Va and factor
VIIIa, thereby reducing thrombin generation (39, 47). Anticoagulation
is further provided by antithrombin III, which binds to and inactivates
thrombin, factor IXa, and factor Xa in a reaction that is greatly
enhanced by heparin (78). Anticoagulation is further secured by TF
pathway inhibitor, which inhibits factor Xa and, in a factor
Xa-dependent manner, produces feedback inhibition of the factor VIIa/TF
catalytic complex (11). A revised hypothesis of coagulation has been
suggested in which factor VIIa/TF is responsible for the initiation of
coagulation but, because of TF pathway inhibitor-mediated feedback
inhibition, amplification of the procoagulant response through the
actions of factor VIII, factor IX, and factor XI is required for
sustained hemostasis (11). Deficiencies of anticoagulant factors or
disturbed expression of procoagulant factors have been implicated in
thrombosis during inflammation, sepsis, atherosclerosis, and cancer (7,
46), whereas deficiencies of procoagulant factors have been related to
increased bleeding tendencies (9, 60). Evidence has been provided that
the coagulation system may also be involved in other functions beyond
hemostasis, including cellular migration and proliferation, immune
response, angiogenesis, embryonic development, metastasis, and brain
function (1, 37, 46). Its precise role and relevance in these processes
in vivo remain, however, largely unknown.
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THE PLASMINOGEN SYSTEM |
The plasminogen system is composed of an inactive proenzyme,
plasminogen, that can be converted to plasmin by either of two plasminogen activators (PA), tissue-type PA (t-PA) or urokinase-type PA
(u-PA) (34, 105; Fig. 2B). This
system is controlled at the level of PAs by PA inhibitors (PAIs), of
which PAI-1 is believed to be physiologically the most important (65,
90, 107), and at the level of plasmin by
2-antiplasmin (34). Because of
its fibrin specificity, t-PA is primarily involved in clot dissolution, although it has also been involved in ovulation, bone remodeling, and
brain function (34, 105). Cellular receptors for t-PA and plasminogen
have been identified that might localize plasmin proteolysis to the
cell surface (57, 82). u-PA also binds a cellular receptor, the
urokinase receptor (u-PAR), and has been implicated in pericellular proteolysis during cell migration and tissue remodeling in a variety of
normal and pathological processes including angiogenesis,
atherosclerosis, and restenosis (8, 104). u-PAR binds to vitronectin
(106), whereas PAI-1 controls recognition of vitronectin by u-PAR or the
v
3-integrin
receptor, suggesting a role in coordinating cell adhesion and migration
(97). It is presently unclear whether or under what conditions binding
of u-PA to u-PAR is required in vivo. Plasmin is able to degrade fibrin
and extracellular matrix proteins directly or indirectly via activation
of other proteinases (such as the metalloproteinases; Refs. 30, 87).
Plasmin can also activate or liberate growth factors from the
extracellular matrix, including latent transforming growth factor-
(TGF-
), basic fibroblast growth factor, and vascular endothelial
growth factor (49, 87). Cell-specific clearance of plasminogen
activators or of complexes with their inhibitors by low-density
lipoprotein receptor-related protein or gp330 may modulate pericellular
plasmin proteolysis (2).
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TARGETED MANIPULATION AND ADENOVIRUS-MEDIATED TRANSFER OF GENES
IN MICE |
Novel gene technologies have allowed the manipulation of the genetic
balance of candidate molecules in mice in a controlled manner.
Homologous or site-specific recombination in embryonic stem cells
allows the study of the consequences of deficiencies, mutations, and
conditional or tissue-specific expression of gene products in
transgenic mice (15, 73). With a novel embryonic stem cell technology
(aggregation of embryonic stem cells with tetraploid embryos), it has
become possible to generate completely embryonic stem cell-derived
embryos in a single step. In addition, the technology allows the bypass
of conventional germ line transmission, to separate extra- from
intraembryonic phenotypes and to study homozygous deficient phenotypes
of genes that cause embryonic lethality when heterozygously deficient
(18, 74). Viral gene transfer can also be used to manipulate the
expression of genes, e.g., via implantation of retrovirally transduced
cells or via adenovirus-mediated gene transfer in vivo (88). In fact,
intravenous administration of a recombinant adenovirus results in
expression of target genes to plasma levels >10 µg/ml. Such studies
allow us not only to generate but also to rescue disease models and to
evaluate possible gene-transfer therapies.
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FORMATION OF BLOOD VESSELS AND HEMOSTASIS |
Formation of endothelial cell-lined channels during embryogenesis
and wound healing.
After initial differentiation of stem cells into endothelial cells and
their assembly into endothelial cell-lined channels (vasculogenesis),
the embryonic vasculature further develops via sprouting of new
channels from preexisting vessels (angiogenesis; Ref. 84, Fig.
1B). This latter process is
recapitulated in adulthood during tissue neovascularization. The
genetic mechanisms controlling these processes are, however, poorly
defined. With the advent of the recently developed gene technology to
generate mice with inactivation or mutation of target genes, remarkable
progress has been made in the understanding of the molecular processes in blood vessel formation. The following discussion briefly summarizes recent findings on the role of the VEGF-PlGF system in blood vessel development during embryogenesis and wound healing (Fig.
3).

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Fig. 3.
Overview of VEGF targeting studies. Deficiency of VEGF-A results in
haploinsufficient embryonic lethality because of delayed endothelial
cell development and abnormal assembly, lumen formation, sprouting, and
organization of vascular channels. Deficiency of PlGF results in normal
embryonic development and fertility but impairs skin wound healing,
possibly via abnormal formation of granulation tissue and
neovascularization. Deficiency of Flk-1 results in embryonic lethality
caused by abortive endothelial cell development and lack of blood
vessels. This phenotype is different from that of VEGF-A deficiency,
suggesting presence of other Flk-1 ligand(s). Deficiency of Flt-1
results in embryonic lethality because of abnormal organization of
endothelial cells in vascular channels. There appear to be more
endothelial cells.
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Targeted inactivation of a single
VEGF-A allele resulted in
haploinsufficiency with resultant embryonic lethality caused by abnormal blood vessel development at a time of active vascular development (Refs. 18, 21; Fig. 3A).
Deficiency of VEGF-A did not abort but significantly delayed
endothelial cell differentiation, affected the formation of large
vessels in the yolk sac (possibly via an effect on endothelial cell
fusion or intussusception), impaired lumen formation of large vessels,
compromised sprouting and branching of new vessels from preexisting
vessels, and possibly induced abnormal vascular connections with the
heart (18, 21). Because the embryonic lethality of heterozygous
VEGF-A-deficient embryos precluded the analysis of homozygous VEGF-A
deficiency by conventional transgenic technologies, a novel technology
developed by Nagy and Rossant (74) was used to generate homozygous
VEGF-A-deficient embryos via aggregation of mutant embryonic stem cells
with tetraploid embryos. A significant correlation between the number
of endothelial cells and their assembly into blood vessels and the
number of VEGF-A alleles was observed,
suggesting that VEGF-A is a potent and dominant modulator of blood
vessel formation and implying a strict regulation of its expression
(18, 21). In a parallel study, Ferrara et al. (51) demonstrated that
growth and vascularization of embryonic stem cell-derived
teratocarcinomas was impaired by deficiency of VEGF-A, suggesting that
growth of these solid tumors was linked to VEGF-induced
neovascularization. In collaboration with P. d'Amore (Harvard Univ.,
Boston, MA), we have extended these studies by generating mice that
only express the VEGF-A120
isoform. Initial analysis indicates that mice expressing one wild-type
VEGF-A allele (generating all VEGF
isoforms) and one mutated
VEGF-A120 allele
are viable and apparently normal, suggesting that
VEGF-A120 is able to rescue the
defective embryonic vascular development in heterozygous
VEGF-A-deficient embryos (unpublished observations). In contrast,
homozygous VEGF-A120 mice appear
to die shortly after birth, suggesting that the different VEGF-A
isoforms play distinct physiological roles.
These studies have identified an important role for VEGF-A during
embryonic vascular development. The question of whether VEGF-A plays a
similar central role during neovascularization in adult
(patho)physiology must await the generation of novel transgenic mice
with more sophisticated tissue-specific or conditional VEGF-A
expression.
Targeting of the VEGF receptors Flt-1 and Flk-1 also resulted in
embryonic lethality caused by abnormal vascular development (Refs. 53,
93; Fig. 3). In Flk-1-deficient embryos only early endothelial cell
precursors were present, but they failed to differentiate and assemble
into functional vascular channels (93), indicating an essential role
for this receptor in the first steps of blood vessel development. In
contrast, endothelial cells developed further in Flt-1-deficient
embryos, but they failed to assemble into normal vascular channels
(53). In fact, endothelial cells appeared more numerous and occluded
the lumen, suggesting a possible inhibitory role of Flt-1 in
endothelial cell proliferation or assembly (53). Interestingly, the
observation that VEGF-A deficiency did not result in a phenotype
similar to that of the Flk-1 deficiency suggests the presence of other
ligands for Flk-1 or, alternatively, rescue by maternal VEGF-A.
In an initial analysis (in collaboration with G. Persico), we have
found that homozygous PlGF-deficient mice develop properly, are
fertile, and reveal no placental defects (unpublished observations; Fig. 3). This was not anticipated, in light of the presumed role of
PlGF in establishing vascular connections in the placenta (71). However, healing of skin wounds was delayed in PlGF-deficient mice,
possibly because of impaired formation of granulation tissue and
neovascularization. VEGF is expressed by keratinocytes and infiltrating
monocytes/macrophages in these wounds and improves wound healing by
induction of neovascularization (as revealed by the impaired
neovascularization and wound healing in
ob/ob mice) (54). In addition, VEGF may increase the vascular permeability to
plasma proteins such as fibrinogen that form constituents of the
healing wound matrix. The impaired wound-healing model in PlGF-deficient mice may provide a suitable model to analyze the role of
VEGF and PlGF in these processes.
Hemostasis: vessel fragility vs. clot formation.
Once the endothelial cells are assembled into vascular channels, they
become surrounded by smooth muscle cells/pericytes that may affect
maturation of the blood vessels not only by providing the fragile
primitive blood vessels the structural support required to accommodate
the increased blood pressure but also by controlling endothelial cell
proliferation, vascular permeability, and tone (Ref. 75; Fig.
1B). Although a role for vascular
smooth muscle cells/pericytes in the pathogenesis of vasculopathies
during adulthood, including atherosclerosis, restenosis, and diabetic
retinopathy, has been documented, their role during vascular
development has been poorly characterized. Surprisingly, targeted gene
inactivation of some coagulation factors has revealed their possible
implication in blood vessel development. Because these coagulation
factors are also expressed during restenosis or atherosclerosis, a
better understanding of their role during embryogenesis may help us to understand their function during adult disease processes and to design
appropriate therapeutic strategies.
TF is the primary cellular activator of the blood coagulation system,
resulting in fibrin formation (Fig.
2A). Indirect evidence suggests,
however, that TF may also be involved in nonhemostatic processes:
1) it is a member of the
immunoglobulin superfamily and is expressed as an immediate-early gene
during inflammation and immune challenge (46);
(2) its intracellular domain
mediates signaling during metastasis or cellular activation (86);
3) it may participate in tumor
neovascularization, possibly via an effect on VEGF expression (36,
108); and 4) it is expressed in a
variety of embryonic tissues including the visceral endoderm cells in
the yolk sac that surround the endothelium and, at later stages, in the
smooth muscle cells of larger blood vessels (70).
Targeted inactivation of the TF gene resulted in increased fragility of
the endothelial cell-lined channels in the yolk sac, which are
essential for transferring maternally derived nutrients from the yolk
sac to the rapidly growing embryo (Refs. 20, 21; Fig.
4, A and
B). At a time when the blood
pressure increased during embryogenesis (9th day of gestation), the
immature TF-deficient blood vessels ruptured, formed microaneurysms and
"blood lakes," and failed to sustain proper circulation between
the yolk sac and embryo (Fig. 4, A and
B). Secondarily, the embryo became
wasted and died because of generalized necrosis. Only in advanced
stages of deterioration did the immature blood vessels become
leaky, resulting in bleeding into the extracelomic cavity. Similar
observations were made when TF-deficient embryos were cultured in
vitro, suggesting that the observed vascular defects in the yolk
sac were not merely caused by a possible defect in fetomaternal
exchange.

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Fig. 4.
Targeting studies of coagulation system.
A: schematic representation of yolk
sac connected to embryo via vitelloembryonic blood vessels, mediating
transfer of maternally derived nutrients to the embryo proper.
B: schematic representation of a
transversal section through blood vessels in wild-type
(TF+/+) and TF-deficient
(TF / ) yolk sacs,
aligned by inset in
A. Vascular defects are induced by TF
deficiency; smooth muscle cell (SMC)/pericyte-like mesenchymal cells
accumulate and differentiate around endothelial cell-lined capillaries
in yolk sac from a TF+/+ embryo
beyond 9 days of gestation to sustain increased blood pressure load. In
TF / yolk sac, these
mesenchymally derived SMC/pericyte-like cells fail to accumulate and
differentiate around endothelial cells. As a result, visceral endoderm
and mesothelial cell layers detach (arrowheads,
left), and fragile capillaries
rupture and form microaneurysms and "blood lakes" that ultimately
leak blood into the (extravascular) extracelomic cavity (arrows,
right). As a result of vascular
defects, blood circulation from yolk sac to the rapidly growing embryo
is compromised, inducing wasting of embryo because of deprivation of
essential nutrients. Notably, leakage of blood from defective vessels
("vascular" bleeding) only occurs at a final stage of necrosis
and deterioration. C: targeting
studies of coagulation system. TF is a membrane receptor, the
extracellular domain of which is necessary and sufficient for
initiation of coagulation cascade and fibrin formation. The
intracellular domain has been implicated in intracellular signaling. It
remains to be determined whether TF interacts with factor VII or a
novel, unidentified factor to mediate its morphogenic properties during
embryogenesis and whether this involves intracellular signal
transduction. Indeed, factor VII-deficient embryos develop normally
until birth, after which they die because of massive bleeding,
suggesting that, in these embryos, TF either interacts with another
factor or acts independently. Alternatively, placental transfer of
factor VII might rescue factor VII-deficient embryogenesis, but
transfer of human factor VIIa across mouse placenta was undetectable
(see text). Reproduced with permission from Ref. 17.
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During normal embryogeneis, the endothelium in yolk sac vessels is
surrounded by mesenchymal cells (smooth muscle cells/pericyte-like cells) that form a primitive "muscular" wall and provide
structural support by their close physical association and increasing
production of extracellular matrix proteins (Fig.
4B). Microscopic and ultrastructural analysis revealed that deficiency of TF resulted in a 75% reduction of
the number of mesenchymal cells and a diminished amount of extracellular matrix (20). Immunocytochemical analysis further revealed
a reduced level of smooth muscle
-actin staining in these cells,
suggesting impaired differentiation or accumulation (20). In contrast,
visceral endoderm and endothelial cells appeared normal. Because these
primitive smooth muscle cells provide structural support for the
endothelium, the vessels in the mutant embryos are too fragile and
break open at a time during development when the blood pressure is
increased because of more regular and vigorous heart contractions and
increased blood cell viscosity (Fig.
4B). Inappropriate vascular
fragility as a result of mesenchymal cell/pericyte defects also results
in bleeding in platelet-derived growth factor-deficient embryos (Ref.
66 and C. Betsholtz, personal communication) and possibly also in the
TGF-
-deficient embryos (43), although the precise cellular mechanism
in the latter was not resolved. The important role of mesenchymal
cells/pericytes in vessel formation is further underscored by a recent
report that angiopoietin-1-deficient embryos display defects in vessel
maturation and branching because of impaired intussusception by
periendothelial mesenchymal cells (99). Pericytes have been also
implicated in adult diabetic retinopathy when pericyte "drop out"
results in the formation and rupture of microaneurysms and blindness
(75).
Unresolved questions include how TF exerts this morphogenic action,
i.e., via intracellular signaling as suggested previously (86),
and/or whether fibrin formation occurs and is essential during
early vascular development, as suggested by others (Ref. 14, 101; Fig.
4C). In addition, it is unknown
whether TF (only) interacts with its (only currently known) ligand,
factor VII (Fig. 3A). Indeed,
analysis of factor VII-deficient mice reveals that they develop
normally until birth and die early postnatally because of massive
hemorrhaging (E. Rosen, J. Chan, E. Idusogie, F. Clotman, G. Vlassuk,
T. Lüther, L. R. Jalbert, S. Albrecht, L. Zhong, A. Lissens, L. Schoonjans, L. Moons, D. Collen, F. J. Castellino, and P. Carmeliet,
unpublished observations). Whether this means that TF acts
independently of factor VII or of its hemostatic properties or whether
embryogenesis of factor VII-deficient embryos is rescued by placental
transfer of maternal factor VII remains to be determined. Our
preliminary analysis reveals, however, that intravenous injection in
pregnant mice of human recombinant factor VIIa induces
supraphysiological plasma levels in the mother but only background
levels in the embryo (unpublished observations).
Other coagulation factors appear also to be involved in morphogenic
processes during early embryogenesis, possibly also in blood vessel
formation. Indeed, deficiency of factor V (38) and of the thrombin
receptor (35) both resulted (in ~50% of homozygous deficient
embryos) in abnormal yolk sac vascular development around a similar
developmental stage as in TF-deficient embryos. The leakage of blood
from the defective blood vessels in TF-deficient embryos
("vascular" bleeding) contrasts with the postnatal bleeding in
mice deficient in factor VII, factor VIII (6) and fibrinogen (98) and
in the surviving fraction of factor V- (38) deficient mice, which
occurs because of defective clot formation after trauma of normally
developed blood vessels ("hemostatic" bleeding). Bleeding in the
latter mice occurred shortly after birth (factor V, factor VII, and
fibrinogen) or was associated with injury (factor VIII). Bleeding in
factor V- and factor VII-deficient neonates is more severe than in
fibrinogen-deficient mice, possibly suggesting an essential role for
thrombin in hemostasis beyond generation of fibrin. Thus it appears
from these targeting studies that several coagulation factors (TF,
factor V, and thrombin receptor) participate in morphogenic processes
beyond control of hemostasis, whereas other coagulation factors (factor
VIII, fibrinogen) play a predominant role in hemostasis via clot
formation. This raises an interesting question as to whether TF and the
thrombin receptor, which are expressed during restenosis and
atherosclerosis, also play a similar (nonhemostatic) role in these
processes. If so, this could open an attractive therapeutic avenue to
selectively inhibit the hemostatic or morphogenic properties of these
molecules.
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THROMBOSIS AND THROMBOLYSIS |
Fibrin deposits and pulmonary plasma clot lysis in transgenic mice.
Deficient fibrinolytic activity, e.g., resulting from increased plasma
PAI-1 levels or reduced plasma t-PA or plasminogen levels, might
participate in the development of thrombotic events (3, 65, 90, 107).
Fibrin surveillance in different knockout mice was analyzed in
quiescent conditions and after challenge (Fig.
5). In unstressed conditions,
u-PA-deficient mice developed occasional minor fibrin deposits in liver
and intestines and excessive fibrin deposition in chronic, nonhealing
skin ulcerations, whereas in t-PA-deficient mice, no spontaneous fibrin
deposits were observed (16, 27). Mice with a single deficiency of
plasminogen or a combined deficiency of t-PA and u-PA, however,
revealed extensive intravascular and extravascular fibrin deposits in
several organs (Refs. 13, 16, 27, and 81 and unpublished observations). Interestingly, mice with a combined deficiency of t-PA and u-PAR did
not display such excessive fibrin deposits, suggesting that sufficient
plasmin proteolysis can occur in the absence of u-PA binding to u-PAR
(Fig. 5B; Refs. 12, 42). Loss of both
PAs or of plasminogen severely affected general health and caused a
multiorgan dysfunction syndrome characterized by dyspnea, anemia, sterility, cachexia, and premature death (Fig.
5A).

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Fig. 5.
Role of Plg system in fibrin surveillance. Fibrin deposits in Plg
system knockout mice before and after experimental challenges.
A: fibrin deposits during unchallenged
conditions were occasionally observed in u-PA-deficient mice and more
extensively in Plg- or combined t-PA + u-PA-deficient mice, indicating
that both PAs cooperate in prevention of fibrin deposition.
Inflammatory and/or traumatic challenges including local
injection of proinflammatory endotoxin in footpad, skin wounding,
experimental glomerulonephritis, lung hypoxia, and arterial injury
induce extravascular fibrin deposits but also intravasular thrombosis
in veins or capillaries (endotoxin, lung hypoxia, skin wounding,
glomerulonephritis) and arteries (arterial injury).
B: combined deficiency of t-PA and
u-PA but not of t-PA and u-PAR results in widespread fibrin deposition,
reduced fertility, multiorgan dysfunction with dyspnea, lethargia, and
cachexia, ultimately leading to premature death, indicating that
sufficient pericellular plasmin proteolysis occurs in the absence of
binding of u-PA to its cellular receptor. Reproduced with permission
from Ref. 17.
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After traumatic or inflammatory challenge, mice with a single
deficiency of t-PA or u-PA were significantly more susceptible to
venous thrombosis, e.g., after local injection of proinflammatory endotoxin in the footpad (27; Fig.
5A). Significant fibrin and matrix
deposition was present in plasminogen-deficient mice after skin wounds
(85) or during experimental glomerulonephritis (63). Similar to
plasminogen-deficient patients, plasminogen-deficient mice also
suffered increased and prolonged arterial thrombosis, but only after
injury (25). The requirement of injury for arterial thrombosis in
plasminogen-deficient mice may relate to the fact that mice, in
contrast to humans, do not normally develop vasculopathies such as
atherosclerosis, which can provide highly thrombogenic surfaces, e.g.,
on ruptured plaques.
The increased thrombotic susceptibility of t-PA-deficient and of
combined t-PA + u-PA- or plasminogen-deficient mice can be explained by
their significantly reduced rate of spontaneous lysis of
125I-labeled fibrin pulmonary
plasma clots (16, 27). On the contrary, PAI-1-deficient mice were
virtually protected against development of venous thrombosis after
injection of endotoxin, consistent with their ability to lyse these
plasma clots at a significantly higher rate than wild-type mice (19,
29). The increased susceptibility of u-PA-deficient mice to thrombosis
associated with inflammation or injury might be caused by their
impaired macrophage function. Indeed, thioglycollate-stimulated
macrophages (which are known to express cell-associated u-PA) isolated
from u-PA-deficient mice lacked plasminogen-dependent breakdown
of 125I-labeled fibrin
(fibrinolysis) or of 3H-labeled
subendothelial matrix (mostly collagenolysis), whereas macrophages from
t-PA- or PAI-1-deficient mice did not (16, 27).
Lipoprotein(a) contains the lipid and protein components of low-density
lipoprotein plus apolipoprotein(a) (68). Extensive homology of
apolipoprotein(a) to plasminogen has prompted the proposal that
apolipoprotein(a) forms a link between thrombosis and atherosclerosis,
but in vitro studies have not yielded conclusive evidence. Transgenic
mice overexpressing apolipoprotein(a) displayed reduced thrombolytic
potential but only after administration of pharmacological doses of
recombinant t-PA, suggesting a mild hypofibrinolytic condition (77).
Studies using transgenic mice overexpressing lipoprotein(a) extended
these findings and revealed that spontaneous lysis of
125I-labeled fibrin pulmonary
plasma clots (thus not lysis induced by exogenous administration of
recombinant t-PA) was also reduced (unpublished observations).
Role of t-PA in stroke.
It has been recognized for years that several components of the
plasminogen system are expressed in the brain, but functional proof for
their in vivo role was lacking. Recently, t-PA- and plasminogen-deficient mice were found to be significantly protected against neuronal cell damage in the hippocampus induced by
administration of neuroexcitatory toxins, suggesting that t-PA-mediated
plasmin proteolysis is involved in neuronal cell destruction (102). In addition, intracerebral injection of t-PA restored the sensitivity of
t-PA-deficient mice to neuronal insult, whereas intracerebral injection
of PAI-1 protected wild-type mice against cell death. Taken together,
these studies suggest that t-PA might play a role in stroke beyond
fibrin clot dissolution and warrant further analysis.
Adenovirus-mediated transfer of t-PA or PAI-1.
More recently, we have used adenovirus-mediated transfer of
fibrinolytic system components in these knockout mice in an attempt to
revert their phenotypes. Intravenous injection of adenoviruses expressing a recombinant PAI-1-resistant human
t-PA
(rt-PA) gene in t-PA-deficient mice
increased plasma rt-PA levels 100- to 1,000-fold above normal and
restored their impaired thrombolytic potential in a dose-related manner
(28). Conversely, adenovirus-mediated transfer of recombinant human
PAI-1 in PAI-1-deficient mice resulted in 100- to 1,000-fold increase
in plasma PAI-1 levels above normal and efficiently reduced the
increased thrombolytic potential of PAI-1-deficient mice (unpublished
observations).
 |
NEOINTIMA FORMATION |
Vascular interventions for the treatment of atherothrombosis induce
"restenosis" of the vessel within 3-6 mo in 30-50% of treated patients (33, 67). This may result from remodeling of the
vessel wall (such as occurs predominantly after balloon angioplasty)
and/or accumulation of cells and extracellular matrix in the
intimal layer (such as occurs predominantly after intraluminal stent
application). Proteinases may participate in proliferation and
migration of smooth muscle and/or endothelial cells and in matrix remodeling during this wound healing response (103). Two proteinase systems have been implicated, the plasminogen (or
fibrinolytic) system and the metalloproteinase system, which in concert
can degrade most extracellular matrix proteins. In contrast to the constitutive expression of t-PA by quiescent endothelial cells (34,
105) and of PAI-1 by uninjured vascular smooth muscle cells (90, 96),
u-PA and t-PA activity in the vessel wall are significantly increased
after injury, coincident with the time of smooth muscle cell
proliferation and migration (32). This increase in plasmin proteolysis
is counterbalanced by increased expression of PAI-1 in injured smooth
muscle and endothelial cells and by its release from accumulating
platelets (48).
u-PA-mediated plasmin proteolysis promotes arterial neointima
formation.
Two experimental models of arterial injury have been used, one based on
application of an electric current (26) and the other based on an
intraluminal guide wire (23, 24), to examine the molecular mechanisms
of neointima formation in mice deficient in fibrinolytic system
components. The electric current injury model differs from mechanical
injury models in that it induces a more severe injury across the vessel
wall, resulting in necrosis of all smooth muscle cells. This
necessitates wound healing to initiate from the adjacent uninjured
borders and to progress into the central necrotic region. Microscopic
and morphometric analysis revealed that the rate and degree of
neointima formation and the neointimal cell accumulation after injury
were similar in wild-type, t-PA-deficient, and u-PAR-deficient arteries
(Refs. 22 and 23 and unpublished data). However, neointima formation in
PAI-1-deficient arteries occurred earlier after injury (24). In
contrast, both the degree and the rate of arterial neointima formation
in u-PA-, plasminogen-, and combined t-PA + u-PA-deficient arteries was significantly reduced until 6 wk after injury (22, 23, 25). Infiltration of the media by leukocytes was also significantly reduced
in plasminogen-deficient mice (25). Similar genotypic differences were
obtained after mechanical injury (23, 24), which more closely mimics
the injury in patients.
Evaluation of the mechanisms responsible for these genotype-specific
differences in neointima formation revealed that proliferation of
medial and neointimal smooth muscle cells was only marginally different
between the genotypes (22-25). Impaired migration of smooth muscle
cells is a likely cause of reduced neointima formation in mice lacking
u-PA-mediated plasmin proteolysis, because smooth muscle cells migrated
over a shorter distance from the uninjured border into the central
injured region in plasminogen-deficient than in wild-type arteries (22,
23). In addition, migration of cultured u-PA-deficient smooth muscle
cells but not t-PA- or u-PAR-deficient smooth muscle cells in vitro was
impaired after scrape wounding (22, 23). Although our
results demonstrate that migration of smooth muscle cells requires
plasmin proteolysis, it is possible that PAI-1 may also influence
cellular migration by effecting cell adhesion through interaction with
the
v
3-integrin receptor (97). That u-PAR-deficient arteries developed a similar degree
of neointima suggests that sufficient pericellular plasmin proteolysis
can still occur in the absence of binding of u-PA to its cellular
receptor. Somewhat surprisingly, no genotypic differences were obtained
in reendothelialization (22-25), suggesting a cell-type specific
requirement of plasmin proteolysis for cellular migration. Figure
6 schematically represents a hypothetical
model of smooth muscle cell function and neointima formation in the absence of u-PA or u-PAR.

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Fig. 6.
Receptor-independent u-PA promotes neointima formation. SMC is
surrounded by an extracellular matrix (ECM) that must be
proteolytically degraded to allow cellular migration. In wild-type (WT)
SMC, u-PA is bound to u-PAR, mediating Plg activation and plasmin
degradation of extracellular matrix such that cells can migrate. In
u-PAR-deficient
(u-PAR / ) SMC, u-PA
becomes localized to cell surface, possibly via interaction with other
matrix molecules (denoted as "X?"), allowing sufficient
pericellular plasmin proteolysis for cells to migrate. u-PA might also
accumulate to increased levels because of deficient u-PAR-mediated
clearance. In contrast, SMC that lack u-PA
(u-PA / ) have
reduced pericellular plasmin proteolysis and fail to migrate
efficiently, resulting in reduced neointima formation. Proposed
impairment of SMC migration in mice lacking u-PA-mediated Plg
activation is suggested by observations that proliferation of
u-PA-deficient cells was similar to WT and that SMC migrated over a
shorter distance in the Plg-deficient than in WT arteries. Reproduced
with permission from Ref. 17.
|
|
Inhibition of neointima formation by adenovirus-mediated PAI-1 gene
transfer.
The involvement of plasmin proteolysis in neointima formation was
supported by intravenous injection in PAI-1-deficient mice of a
replication-defective adenovirus that expresses human PAI-1, which
resulted in >100- to 1,000-fold increased plasma PAI-1 levels and in
a similar degree of inhibition of neointima formation as observed in
u-PA-deficient mice (97). Proteinase inhibitors have been suggested as
antirestenosis drugs. Our studies suggest that strategies aimed at
reducing u-PA-mediated plasmin proteolysis may reduce intimal
thickening. However, antifibrinolytic strategies should be aimed at
inhibiting plasmin proteolysis and not at preventing the interaction of
u-PA with its receptor.
Transplant atherosclerosis in plasminogen-deficient mice.
More recently, we (in a collaboration with V. Shi and E. Haber, Harvard
Univ., Boston, MA) have started to analyze the role of the plasminogen
system in a mouse model of transplant arteriosclerosis that mimics in
many ways the accelerated arteriosclerosis in coronary arteries of
transplanted cardiac allografts in humans (94). In this model,
host-derived leukocytes infiltrate beneath the endothelium and form a
predominantly leukocyte-rich neointima within 15 days after
transplantation, whereas at later times, smooth muscle cells derived
from the donor graft accumulate in the neointima. Because previous
targeting studies have shown that migration of leukocytes and smooth
muscle cells is dependent on plasmin proteolysis (22-25, 80),
carotid arteries from B10.A(2R) wild-type mice were transplanted in
C57BL6:129 plasminogen-deficient mice. Initial analysis suggests that
neointima formation within 45 days after transplantation is reduced in
these mice, suggesting a significant role for plasmin proteolysis in
this process. Whether cellular migration, proliferation, or matrix
remodeling is affected remains to be determined.
 |
ATHEROSCLEROSIS |
Epidemiologic, genetic, and molecular evidence suggests that impaired
fibrinolysis resulting from increased PAI-1 or reduced t-PA expression
or from inhibition of plasminogen activation may contribute to the
development and/or progression of atherosclerosis (59, 62, 91),
presumably by promoting thrombosis or matrix deposition. Indeed, plasma
levels of PAI-1 are elevated in patients with ischemic heart disease,
angina pectoris, and recurrent myocardial infarction (58). Recent
genetic analyses revealed a link between polymorphisms in the PAI-1
promoter and the susceptibility of atherothrombosis (59). A possible
role for increased plasmin proteolysis in atherosclerosis is, however,
suggested by the enhanced expression of t-PA and u-PA in plaques (69,
89). Plasmin proteolysis might indeed participate in plaque
neovascularization, induction of plaque rupture, or ulceration and
formation of aneurysms (69, 89). A causative role of the plasminogen
system in these processes has, however, not been conclusively
demonstrated.
Atherosclerosis was studied in mice deficient in apolipoprotein E
(apoE; Ref. 83) and in t-PA, u-PA, or PAI-1 and fed a cholesterol-rich
diet for 5-25 wk (P. Carmeliet, L. Moons, R. Lijnen, J. Crawley,
V. Lemaïtre, P. Tipping, A. Drew, Y. Eeckhout, S. Shapiro, F. Lupu, and D. Collen, unpublished observations). No differences in the
size or predilection site of plaques were observed between mice with a
single deficiency of apoE or with a combined deficiency of apoE and
t-PA or of apoE and u-PA. However, significant genotypic differences
were observed in the destruction of the media with resultant erosion,
transmedial ulceration, medial smooth muscle cell loss, dilatation of
the vessel wall, and microaneurysm formation. At the ultrastructural
level, elastin fibers were eroded, fragmented, and completely degraded,
whereas collagen bundles and glycoprotein-rich matrix were disorganized
and scattered. Although both apoE- and apoE + t-PA-deficient mice
developed severe media destruction, apoE + u-PA-deficient mice were
virtually completely protected. Plaque macrophages expressed abundant
amounts of u-PA mRNA, antigen, and
activity at the base of the plaque and in the media, similar to the
atherosclerotic, aneurysmatic arteries in patients (69, 89).
Macrophages crossed the elastin fibers but only after proteolytic
digestion of the elastin, a process that was remarkably enhanced by
u-PA. u-PA-generated plasmin may mediate degradation of glycoproteins,
surrounding elastin fibers in the aortic wall, thereby exposing the
highly insoluble elastin to elastases and facilitating elastolysis in
vivo (31). In addition, plasmin promoted degradation of elastin and
collagen via activation of matrix metalloproteinases (MMP) such as
stromelysin-1 (MMP-3), gelatinase-B (MMP-9), collagenase-3 (MMP-13),
and the macrophage metalloelastase (MMP-12) (unpublished observations
and Refs. 30, 92). The expression of several of these
metalloproteinases was induced in situ in advanced atherosclerotic
plaques by macrophages that also expressed increased amounts of u-PA.
Taken together, these results implicate an important role of u-PA in
the structural integrity of the atherosclerotic vessel wall by
triggering activation of metalloproteinases (Fig.
7).

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Fig. 7.
Hypothetical role of u-PA in aneurysm formation. u-PA-mediated plasmin
proteolysis might be involved in media destruction by degradation of
extracellular matrix (including insoluble elastin) directly by
degradation of fibrin and glycoproteins surrounding elastin fibrils
and/or indirectly by activation of other matrix degrading
proteinases, including of elastolytic metalloproteinases (gelatinases
and macrophage metalloelastase). By mediating infiltration in
atherosclerotic vessel wall of cells that produce these matrix
degrading proteinases, u-PA may further amplify destruction of
media.
|
|
In contrast, mice with a combined deficiency of apoE and PAI-1
developed normal fatty streak lesions but subsequently revealed a
transient, delayed progression to fibroproliferative plaques. Whether
the increased plasmin proteolytic balance in these mice might prevent
matrix accumulation and, consequently, delay plaque progression, or
whether more abundant plasmin increased activation of latent TGF-
with its pleiotropic role on smooth muscle cell function and matrix
accumulation, remains to be determined. Taken together, these targeting
studies identify a specific role for u-PA in the destruction of the
media that may precede aneurysm formation and for PAI-1 in plaque
progression, possibly by promoting matrix deposition.
 |
CONCLUSIONS |
Gene-targeting studies are useful to obtain novel insights into the
role and relevance of a gene during normal or pathological biological
processes in vivo. New insights into the role of VEGF/PlGF, the
fibrinolytic system, and/or the coagulation system in the formation of a normal blood vessel and in its pathologic progression to
disorders such as thrombosis, restenosis, and atherosclerosis have
recently been obtained.
Several coagulation factors appear to play an unanticipated role in
embryogenesis, presumably in the formation of the primitive muscular
wall of blood vessels, indicating a role for these coagulation factors
beyond mere control of hemostasis. Whether a molecule such as TF
mediates these morphogenic properties via interaction with factor VII
or, possibly, with a novel (yet unidentified) factor remains to be
evaluated. This might open possible future therapeutic avenues for a
specific differential inhibition of hemostasis or morphogenesis in
processes such as restenosis or atherosclerosis.
Urokinase-mediated plasmin proteolysis appears to play a significant
role in migration of smooth muscle cells during neointima formation
after vascular injury and in the destruction of the media and aneurysm
formation during atherosclerosis. Such insights have initiated studies
aimed at preventing neointima formation. Whether inhibition of plasmin
proteolysis is a feasible means to prevent aneurysm formation during
atherosclerosis remains to be determined. Ongoing research will
determine the role of the plasminogen system in other cardiovascular
disorders such as myocardial infarction and transplant atherosclerosis.
 |
ACKNOWLEDGEMENTS |
The authors are grateful to the members of the Center for Transgene
Technology and Gene Therapy and to all external collaborators who
contributed to these studies.
 |
FOOTNOTES |
Address for reprint requests: P. Carmeliet, Center for Transgene
Technology and Gene Therapy, Campus Gasthuisberg, Herestraat 49, Univ.
of Leuven, B-3000 Leuven, Belgium.
 |
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