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Am J Physiol Heart Circ Physiol 275: H1798-H1807, 1998;
0363-6135/98 $5.00
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Vol. 275, Issue 5, H1798-H1807, November 1998

Transmembrane potential changes caused by monophasic and biphasic shocks

Xiaohong Zhou, William M. Smith, Robert K. Justice, James L. Wayland, and Raymond E. Ideker

Division of Cardiovascular Disease, Department of Medicine, University of Alabama at Birmingham, Birmingham, Alabama 35294

    ABSTRACT
Top
Abstract
Introduction
Methods
Results
Discussion
References

Transmembrane potential change (Delta Vm) during shocks was recorded by a double-barrel microelectrode in 12 isolated guinea pig papillary muscles. After 10 S1 stimuli, square-wave S2 shocks of both polarities were given consisting of 10-ms monophasic and 10/10-ms and 5/5-ms biphasic waveforms that created potential gradients from 1.1 ± 0.3 to 11.9 ± 0.4 V/cm. S2 shocks were applied with 30, 60- to 70-, and 90- to 130-ms S1-S2 coupling intervals so that they occurred during the plateau, late portion of the plateau, and phase 3 of the action potential, respectively. Some shocks were given across as well as along the fiber orientation. The shocks caused hyperpolarization with one polarity and depolarization with the opposite polarity. The ratio of the magnitude of hyperpolarization to that of depolarization at the three S1-S2 coupling intervals was 1.5 ± 0.3, 1.1 ± 0.2, and 0.5 ± 0.2, respectively. Delta Vm during the shock was significantly greater for the monophasic than for the two biphasic shocks. The prolongation of total repolarizing time (TRT) was significantly greater for monophasic (119.8 ± 19.1%) and 10/10-ms biphasic (120.5 ± 18.2%) than for 5/5-ms biphasic (113.0 ± 12.9%) waveforms. The dispersion of the normalized TRT between instances of hyperpolarization and depolarization caused by the two shock polarities was 7.4 ± 7.1% for monophasic, 3.0 ± 4.1% for 10/10-ms biphasic, and 2.8 ± 3.1% for 5/5-ms biphasic shocks (P < 0.05 for monophasic vs. biphasic). Shock fields along fibers produced a larger Delta Vm and prolongation of TRT than those across fibers. We conclude that 1) a change in shock polarity causes an asymmetrical change in membrane polarization depending on shock timing; 2) the 5/5-ms biphasic waveform causes the smallest Delta Vm, prolongs repolarization the least, and causes the smallest polarity-dependent dispersion; and 3) the changes in transmembrane potential and repolarization are influenced by fiber orientation.

depolarization; hyperpolarization ; action potential duration; defibrillation

    INTRODUCTION
Top
Abstract
Introduction
Methods
Results
Discussion
References

THE RESPONSE of myocardial cells to an electrical shock occurs in several steps. The initial step is a change in the transmembrane potential (Delta Vm) caused by the shock. This change includes depolarization and/or hyperpolarization depending on local shock strength, shock polarity, and fiber orientation (2, 4, 14, 29). Because many ionic channels in the cell membrane are voltage dependent, the Delta Vm caused by the shock affects the activation state of voltage-dependent channels. These channels in turn affect excitability, action potential duration, and the refractory period following the shock. Many studies of defibrillation mechanisms have investigated the changes in action potential duration, refractory period, and excitability of myocardium after a shock (2, 19-22, 32),

Recently, studies have reported the Delta Vm caused by a shock (4, 7, 13, 14, 29, 31). Optical recording techniques have been used to study Delta Vm during a shock in single isolated myocardial cells (13), in a layer of myocardial cells (7), and in isolated perfused rabbit hearts (1, 2, 4, 14, 29). Because Delta Vm during the shock recorded in isolated hearts by optical techniques represents the averaged potential changes from many cells (2, 29), a double-barrel microelectrode that can record from a single cell and can minimize the shock artifact has also been used to record the transmembrane potential during a shock (31). Both optical and microelectrode recording techniques have found that hyperpolarization is greater than depolarization when a shock is delivered during the action potential plateau (4, 7, 13, 29, 31). A recent report shows that the magnitude of hyperpolarization and depolarization is not significantly different when the shock is given during the later portion of the plateau (7). It still is not clear how the transmembrane potential changes when the shock is delivered during phase 3, a portion of the action potential thought to be crucial for defibrillation and for the electrical induction of fibrillation.

Another approach to study the Delta Vm caused by a shock is the use of mathematical models to predict the relation between the shock strength and the response of the transmembrane potential, but some of the results of these models are conflicting (17, 23). Recently, computer models have also been used to explain the reasons for unsuccessful defibrillation (10, 11, 16) and to predict better monophasic and biphasic waveforms for defibrillation (25). More experimental data are required to test the predictions of the mathematical models and to establish the values of certain parameters used in these models.

Since early basic research by Jones et al. (8, 9) showed beneficial effects of biphasic waveforms for defibrillation, some biphasic waveforms have been demonstrated to be more efficient than monophasic waveforms for successful defibrillation (5, 6, 18). Hypotheses for the higher efficacy of defibrillation of biphasic shocks usually involve differences in excitation threshold and prolongation of action potential duration and refractoriness for monophasic and biphasic waveforms (9, 19, 21, 22, 32). For example, extensive experimental studies and computer models from Jones et al. (9, 11, 19, 22) have demonstrated that a biphasic waveform produces greater prolongation of action potential duration and smaller dispersion of action potential prolongation than a monophasic waveform at low shock intensities, which they postulated is crucial for a successful defibrillation. Although the Delta Vm caused by the shock has been recorded during monophasic shocks (1, 7, 13, 29-31), no experimental data have been reported to show Delta Vm recordings during biphasic shocks. Investigation of Delta Vm caused by shocks should furnish more experimental data for computer models (10, 11, 16, 25) and help elucidate the basic mechanisms of defibrillation.

The main purpose of this study was to determine the Delta Vm caused by monophasic and biphasic field stimulation during different phases of the action potential by using double-barrel microelectrode recordings in guinea pig papillary muscles. Because a minimum shock potential gradient of 4-6 V/cm is thought to be necessary for defibrillation (28), potential gradients lower than, equal to, and greater than this were examined, with an emphasis on the lower potential gradients.

    METHODS
Top
Abstract
Introduction
Methods
Results
Discussion
References

Tissue preparation. Twelve guinea pig papillary muscles were used. Guinea pigs weighing ~300 g were injected with Nembutal (75 mg in 1.5 ml saline) via the abdomen. The hearts were rapidly excised through a median sternotomy and immersed in cold Tyrode solution. The Tyrode solution had the following formula (mM): 129 NaCl, 1.8 CaCl2, 1.1 MgCl2, 4.5 KCl, 1 Na2HPO4, 20 NaHCO3, and 11 glucose. The left ventricular anterior papillary muscle, ~4-mm long, was removed and pinned on silicon rubber in the center of a 2 × 2-cm tissue bath. The tissue was then continuously superfused with Tyrode solution bubbled with a 95% O2-5% CO2 mixture, giving a pH range of 7.35-7.40. Solution temperature was maintained in the range of 35-36°C. The cardiac tissue was paced at one end via two extracellular 0.1-mm-diameter electrodes with a stimulator controlled by a Macintosh II computer. In seven guinea pig papillary muscles, two mesh platinum shock electrodes (16 × 10 mm) were placed on opposite sides of the tissue bath and immersed in the Tyrode solution to generate an electric field through the tissue bath that was along the longitudinal direction of the tissue. In this way, the fiber orientation of the papillary muscle was parallel to the electrical field vector. In another five guinea pig papillary muscles, a mesh platinum shock electrode (10 × 6 mm) was placed on each of the four sides of the tissue bath so that the electrical field vector could be generated either parallel or perpendicular to the longitudinal direction of the tissue, depending on which electrode pair was used. In this way, the influence of the fiber orientation on the Delta Vm during a shock could be studied.

Two extracellular recording electrodes fixed on the silicon rubber were just beside the tissue near the double-barrel microelectrode to record the extracellular potentials generated by the shock. The distance between these two extracellular recording electrodes was ~1 mm and was measured to the nearest 0.1 mm with a dissecting microscope. The electrodes were aligned so that an imaginary line between the two electrodes was parallel to the shock potential gradient. The potential between the two electrodes was recorded differentially with a data acquisition system. The potential gradient generated at the tissue by the shock was obtained by dividing the potential difference generated by the shock between the two extracellular electrodes by the distance between them.

Signal recordings. The technique of recording the signals has been published previously (31). To make a double-barrel microelectrode, two single glass capillaries (Glass 1BBL W/FIL 1.0 mm, WPI, Sarasota, FL) were glued together except in the region where the tips were to be formed and were pulled by a horizontal micropipette puller (Industrial Science Associates, Ridgewood, NY). The capillary tubes were pulled to have an impedance of ~10 MOmega for each tip when filled with 3 M KCl. The distance between the microelectrode tips measured under the light microscope varied from several micrometers to several tens of micrometers. Only those double-barrel microelectrodes with a 15- to 50-µm distance between the two tips were used. Each double-barrel microelectrode was mounted on a motorized micromanipulator (DC3001, WPI). Each barrel of the double-barrel microelectrode was connected to the input of a differential preamplifier (Duo 773 Dual Microprobe System, WPI) with an Ag-AgCl wire. Capacitor compensation within the preamplifier was used to eliminate capacitive coupling between the two tips. The signals were recorded differentially as a voltage between the two double-barrel microelectrode tips. After preamplification, the signal was recorded with direct-current coupling using a data acquisition system. Signals were recorded digitally with 12-bit accuracy at a rate of 8,000 samples/s. The data were stored on optical disks for later computer analysis.

Experimental protocols. The double-barrel microelectrode was slowly lowered into the Tyrode solution just above the tissue with a motorized micromanipulator. It was then rotated until the potential difference was almost undetectable on the monitoring oscilloscope during shocks that created a shock field of ~10 V/cm. The double-barrel microelectrode was then lowered into the tissue until an action potential was seen in the differential recording between the two barrels shown on a monitoring oscilloscope. The location of the recording site was ~1 mm away from one end of the papillary muscle. After 10 S1 stimuli at twice diastolic threshold were given through the pacing wires with a 300-ms S1-S1 interval, an S2 shock was given through the shock electrodes to produce different levels of potential gradient in the papillary muscle at the double-barrel microelectrode. Each S2 shock was a symmetrical square wave consisting of a 10-ms monophasic, 10/10-ms biphasic, or 5/5-ms biphasic waveform. The shape of the shock waveform was programmed by a Macintosh II computer. The computer program sent the waveform information to a current-source arbitrary waveform generator that was connected to the shock electrodes and created the required waveform across the tissue bath.

In seven papillary muscles, three shock strengths created potential gradients of ~3, 6, and 12 V/cm. Each shock level with the same S1-S2 coupling interval was given twice, the second time with the electrode polarity reversed. The S2 shock was given with three S1-S2 coupling intervals, i.e., 30, 60-70, and 90-110 ms, so that the S2 shocks were delivered during the plateau, the late portion of the plateau, and phase 3 of the 10th S1-induced action potential, respectively. When the S2 shock was delivered during the action potential plateau with a 30-ms S1-S2 coupling interval, all three levels of shock potential gradients were given. When the S2 shock was delivered with longer S1-S2 coupling intervals, i.e., 60-70 and 90-110 ms, only a medium level of shock potential gradient (~6 V/cm) was used. The order of S2 testing of each waveform, polarity, and S1-S2 coupling interval was determined randomly. All recordings were made from the same impalement for each papillary muscle.

In another five papillary muscles, shocks creating five levels of potential gradients ranging from 1.1 ± 0.3 to 4.3 ± 0.5 V/cm were given during phase 3 of the action potential with a 90- to 130-ms S1-S2 coupling interval. Each shock level was given twice, the second time with the reversed shock polarity. After the shocks for one electrode pair were given, shocks with the same strength, polarity, and S1-S2 coupling interval were given from the other electrode pair during the same impalement. The order in which shocks were given along or across fibers was randomly chosen. At the end of the study, the double-barrel microelectrode was withdrawn into Tyrode solution to recheck whether there was a shock artifact and to obtain an extracellular potential.

Data analysis. The control transmembrane action potential was defined as the ninth S1-induced transmembrane action potential during which no shock was delivered (Fig. 1). The test transmembrane action potential was defined as the 10th S1-induced action potential during which an S2 shock was delivered (Fig. 1). Depolarization of the membrane potential during a shock was defined as a more positive membrane potential during the shock than just before the shock (solid tracings in Fig. 1), whereas hyperpolarization was defined as a more negative membrane potential during the shock than just before the shock (dotted tracings in Fig. 1). This definition was true when a monophasic shock waveform was used (top tracing in Fig. 1). A biphasic shock caused a biphasic change in the Delta Vm (lower 2 tracings in Fig. 1). The polarity of a biphasic waveform was arbitrarily considered to be the polarity of its first phase so that both monophasic and the first phase of biphasic waveforms would cause the same direction of Delta Vm, as shown in Fig. 1. The shock causing depolarization (solid tracings in Fig. 1) at the microelectrode recording site was called a depolarizing shock, and the shock causing hyperpolarization (dotted tracings in Fig. 1) was called a hyperpolarizing shock.


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Fig. 1.   Measurements of shock-induced transmembrane potential change (Delta Vm). Each tracing includes recordings of 9th S1-induced action potential and 10th S1-induced action potential during which a 10-ms monophasic (top) or 10/10-ms (middle) or 5/5 ms (bottom) biphasic shock was applied. Shock strength was 11 V/cm. Tracings for same shock waveform but opposite polarity are superimposed. One shock polarity caused depolarization (solid lines), whereas opposite polarity caused hyperpolarization (dotted lines). Arrows indicate timing of a shock: interval between arrows 1 and 2 represents duration of a monophasic shock or 1st phase of a biphasic shock, and interval between arrows 2 and 3 represents duration of 2nd phase of a biphasic shock. Horizontal dark bars in 9th action potential indicate time interval during which shocks were actually given in 10th S1-induced action potential. Each action potential tracing is accompanied with an extracellular recording during which no shock artifact was recorded when both double-barrel microelectrode tips were outside the cell membrane. Voltage and time scales are given at bottom right.

Parameters for the analysis of action potentials were as follows. Action potential amplitude (APA) was defined as the difference between Vm during diastole and the maximum potential during the upstroke of the control ninth S1-induced action potential. Total repolarizing time (TRT) was defined as the interval from the onset (Vmax) of the action potential upstroke to the time for the action potential to recover 90% of its APA. The prolongation of TRT by the shock was normalized by dividing the TRT of the test action potential by the TRT of the control action potential and multiplying by 100 and was called the normalized TRT. The term total repolarizing time, instead of APD90, was used because the shock given during phase 3 of the action potential sometimes produced a new action potential. Resting membrane potential (RP) is the voltage difference between the extracellular potential and the diastolic intracellular potential. The extracellular potential (Fig. 1) was obtained by withdrawing the microelectrode tip from the intracellular space to the extracellular space after all S2 shocks had been given.

For monophasic shocks, Delta Vm is the absolute value of the maximum voltage difference between the membrane potential just before the shock and that just before the end of the shock, i.e., the potential difference between arrows 1 and 2 in the top tracing in Fig. 1. Because a biphasic shock caused biphasic changes in the transmembrane potential, Delta Vm was determined both at the end of the first phase (voltage difference between arrows 1 and 2 in the bottom 2 tracings in Fig. 1) and at the end of the second phase, which was called the net Delta Vm (voltage difference between arrows 1 and 3 in the bottom 2 tracings in Fig. 1). The difference between the Delta Vm at the end of the first phase and the Delta Vm at the end of the second phase was also determined and was called the reversal Delta Vm (voltage difference between arrows 2 and 3 in the bottom 2 tracings in Fig. 1). The net Delta Vm and the reversal Delta Vm for biphasic shocks were said to indicate depolarization when the potential at arrow 3 was greater than at arrow 2 (dashed tracings in Fig. 1) and were said to indicate hyperpolarization when the potential at arrow 3 was less than at arrow 2 (solid tracings in Fig. 1). Shock membrane potential was determined as the membrane potential immediately before the S2 shock, as indicated by arrow 1 in Fig. 1. Spontaneous repolarization was determined as the amount of repolarization of the 9th control action potential during the interval (horizontal bars in 9th S1 action potentials in Fig. 1) when the shock was given during the 10th test action potential. This was assumed to indicate the amount the membrane potential would have changed during the shock if the shock had not been given.

APA, TRT (or APD90), Delta Vm, reversal Delta Vm, net Delta Vm, and spontaneous repolarization were measured using a computer program written with PV-WAVE (Visual Numerics, Boulder, CO). Inputs to the program were the S2 with respect to the beginning of the file, the S1-S1 interval, the S1-S2 interval, the shock waveform morphology and duration, and whether the shock was hyperpolarizing or depolarizing. For APA, the maximum amplitude of the upstroke between the S1 and the S2 was measured with respect to a 10-ms average of the points beginning 15 ms before the last S1. The measurement points in Fig. 1 were 1) the S2 time, 2) the S2 time plus the duration of a monophasic shock or the first phase of a biphasic shock, and 3) point 2 plus the second phase of a biphasic shock. As stated above, Delta Vm was the amplitude at point 2 minus the amplitude at point 1; net Delta Vm was the amplitude at point 3 minus the amplitude at point 1; and reversal Delta Vm was the difference between the amplitude at point 2 and the amplitude at point 3. When the shock field was across the longitudinal axis of the papillary muscle, the shock artifact (a fast direct-current offset as shown in Fig. 5) was subtracted from the measured Delta Vm. TRT was the time interval between Vmax of the upstroke depolarization and the point at which the action potential was repolarized to 90% of its amplitude. To measure spontaneous repolarization, the amplitude of the ninth S1 response at the time of the ninth S1 stimulus plus the S1-S2 coupling interval was measured as was the amplitude at that time plus the duration of the S2 shock. Spontaneous repolarization was the difference between the second amplitude and the first. This is the change in amplitude during the ninth S1 action potential during the equivalent time that the shock was delivered during the 10th S1.

The shock membrane potential and RP were measured using an interactive computer program that allowed amplitudes to be measured by moving a cursor (ACE/gr: Graphics for Exploratory Data Analysis, 1992). The shock membrane potential was the difference between the amplitude of the 10th S1 action potential just before the S2 shock and the amplitude just before the S1 stimulus. To measure RP, the tracing of the signal with the tip withdrawn was superimposed on the transmembrane potential. RP was the difference between the amplitude just prior to an S1 stimulus and the superimposed extracellular potential (Fig. 1).

The paired t-test and analysis of variance (Student-Newman-Keuls test) were used for statistical analysis of the data. A P value < 0.05 was considered significant. Values are given as the means ± SD.

    RESULTS
Top
Abstract
Introduction
Methods
Results
Discussion
References

For the control ninth action potential, APA was 130 ± 9 mV, APD90 was 127 ± 20 ms, and RP was -87 ± 5 mV. The spontaneous repolarization of the ninth S1-induced control action potential during the time corresponding to the S2 shock interval was 4.8 ± 2.1, 9.1 ± 2.6, and 19.5 ± 6.6 mV at S1-S2 coupling intervals of 30, 60-70, and 90-130 ms, respectively, for 10-ms monophasic and 5/5-ms biphasic shocks and was 10.1 ± 5.1, 19.9 ± 5.5, and 38.1 ± 12.7 mV, respectively, at the above three S1-S2 coupling intervals for 10/10-ms biphasic shocks.

Delta Vm caused by shocks during action potential plateau. The three levels of potential gradient generated by the shock at the tissue were 3.1 ± 0.2, 6.1 ± 0.2, and 11.9 ± 0.3 V/cm, and all three potential gradients were applied during the action potential plateau. Figure 2 shows examples of the Delta Vm caused by shocks all from the same impalement. One shock polarity induced depolarization (Fig. 2, left), whereas the opposite polarity induced hyperpolarization (Fig. 2, right). An asymmetrical response, i.e., hyperpolarization greater than depolarization, existed for the monophasic waveforms and the first phase of the biphasic waveforms at each of the three levels of potential gradient. As the potential gradient increased, Delta Vm during the shock increased monotonically but not linearly. Increasing the potential gradient from 5.9 to 12.2 V/cm did not double the magnitude of Delta Vm. For the same shock strength, Delta Vm caused by the monophasic waveform was almost the same as that caused by the first phase of the 10/10-ms biphasic waveform but greater than that caused by the first phase of the 5/5-ms biphasic waveform, especially for the hyperpolarization response. At the reversal of the two phases of a biphasic shock, hyperpolarization (Fig. 2, left) and depolarization (Fig. 2, right) were greater than the corresponding changes caused by the first phase of the biphasic shock.


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Fig. 2.   Recordings of Delta Vm from same papillary muscle impalement, all with a 30-ms S1-S2 coupling interval. Depolarization caused by one shock polarity is shown on left, and hyperpolarization caused by the opposite shock polarity is shown on right. Shock polarity was the same for monophasic and 1st phase of biphasic shocks. Shock potential gradients are shown over tracings. Arrows indicate beginning of shock. Voltage and time scales are given at bottom right.

For all three levels of shock potential gradients delivered with a 30-ms S1-S2 coupling interval, the magnitude of hyperpolarization caused by the monophasic shock and the first phase of the biphasic shocks was 1.6 ± 0.4 times greater than that of depolarization caused by the same shock strength but with the opposite polarity (P < 0.001), indicating that the Delta Vm caused by shocks during the action potential plateau was asymmetrical.

Figure 3 shows Delta Vm caused by monophasic and biphasic shocks. The net Delta Vm was larger for the monophasic than for the biphasic shocks (Fig. 3A). The reversal Delta Vm caused by a 10/10-ms biphasic shock with either polarity was greater than the Delta Vm caused by the monophasic shock or the reversal Delta Vm of the 5/5-ms biphasic shock at the same potential gradient (Fig. 3B). The depolarization of the reversal Delta Vm caused by the 5/5-ms shock was significantly greater than the depolarization caused by the corresponding monophasic shocks (Fig. 3B). There was no difference in the magnitude of hyperpolarization of the reversal Delta Vm caused by 5/5-ms biphasic shocks and the Delta Vm caused by 10-ms monophasic shocks. Thus, although the reversal Delta Vm was greater for biphasic than for monophasic shocks, the net Delta Vm at the end of the shock was smaller for biphasic than for monophasic shocks.


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Fig. 3.   Delta Vm caused by monophasic and biphasic shocks. Ordinate is Delta Vm caused by shocks given during action potential plateau; abscissa is shock potential gradient. A: net Delta Vm. B: reversal Delta Vm. Shocks causing depolarization are plotted separately from those causing hyperpolarization.

Delta Vm caused by shocks during different phases of action potential. The membrane potential just before the shocks of 6.1 ± 0.2 V/cm strength was +30.0 ± 8.5, +12.3 ± 8.9, and -25.7 ± 9.5 mV for the S1-S2 coupling intervals of 30, 60-70, and 90-110 ms, respectively. For the monophasic and the first phase of the biphasic waveforms, shocks causing depolarization caused a larger response as the S1-S2 interval lengthened (solid tracings in Fig. 4). Conversely, for shocks causing hyperpolarization, Delta Vm became smaller as the shock was given later during the action potential (dotted tracings in Fig. 4). The responses immediately after the shock were also different for shocks given during different phases of the action potential. Immediately after shocks given early during the action potential plateau, repolarization appeared to continue (30-ms S1-S2 in Fig. 4). For shocks given later during the plateau of the action potential, a local response appeared to occur (70-ms S1-S2 in Fig. 4) because the membrane potential immediately after the shock was more positive than that just before the shock, suggesting the initiation of active processes by the shock even though it was given during the refractory period. When shocks were given during phase 3 of the action potential, the response resembled a premature action potential (110-ms S1-S2 in Fig. 4). This can be seen most clearly for the hyperpolarizing monophasic shock and the depolarizing biphasic shocks in which the membrane was first partially depolarized at the end of the shock and then initiated a new action potential (110-ms S1-S2 in Fig. 4).


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Fig. 4.   Transmembrane potential recordings during shocks of 6.4 V/cm given at different phases of action potential from same impalement. Recordings are shown for 10-ms monophasic (top), 10/10-ms (middle), and 5/5-ms biphasic (bottom) shocks. Recordings are superimposed for same shock waveform with one shock polarity causing depolarization (solid line) and the opposite polarity causing hyperpolarization (dotted line). S1-S2 coupling intervals of 30, 70, and 110 ms are shown. The 9th control action potential (dashed line) is superimposed on the 10th test action potential for the 10-ms monophasic shock given with a 30-ms S1-S2 coupling interval. Arrows indicate beginning of each shock. Voltage and time scales are given at bottom right.

Depolarization became larger, whereas hyperpolarization became smaller when the S1-S2 coupling interval was increased for all three shock waveforms (Table 1). For the monophasic shock and the first phase of the biphasic shock delivered during the plateau of the action potential, depolarization was significantly smaller than hyperpolarization (P < 0.05), whereas depolarization was significantly larger than hyperpolarization (P < 0.05) when the same shock strength was given during phase 3 of the action potential. For shocks delivered late during the plateau of the action potential, the magnitude of depolarization was not significantly different from that of hyperpolarization. The ratio of hyperpolarization to depolarization at the S1-S2 coupling intervals of 30, 60-70, and 90-110 ms was 1.6 ± 0.4, 1.1 ± 0.1, and 0.5 ± 0.2, respectively, for the 10-ms monophasic waveform, 1.6 ± 0.3, 1.1 ± 0.2, and 0.5 ± 0.1, respectively, for the 10/10-ms biphasic waveform, and 1.3 ± 0.2, 0.9 ± 0.2, and 0.5 ± 0.2, respectively, for the 5/5-ms biphasic waveform [P = not significant (NS) among 3 waveforms at the same coupling interval]. Thus not only could shocks cause asymmetrical Delta Vm responses, but their response changed as the phase of the action potential changed.

                              
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Table 1.   Mean Delta Vm caused by shocks given with different S1-S2 coupling intervals

Action potential prolongation by shock. Action potential prolongation was characterized by the extension of TRT after the shock. For shocks of 6.1 ± 0.2 V/cm, the normalized TRT was not significantly prolonged (P > 0.05) in comparison with the control value (100% for 9th action potential) for any of the three waveforms with a 30-ms S1-S2 coupling interval, e.g., 103 ± 6% for 10 ms monophasic, 103 ± 8% for 10/10-ms biphasic and 102 ± 2% for 5/5-ms biphasic waveform. For S1-S2 coupling intervals of 60-70 ms, the normalized TRT was significantly prolonged (P < 0.05) for all waveforms, e.g., 114 ± 7% for 10-ms monophasic, 117 ± 9% for 10/10-ms biphasic, and 109 ± 5% for 5/5-ms biphasic waveforms. The normalized TRT for 10-ms monophasic and 10/10-ms biphasic waveforms was not significantly different, but both were significantly greater than that for the 5/5-ms biphasic waveform (P < 0.05). The normalized TRT was significantly prolonged for shocks with 90- to 110-ms S1-S2 coupling intervals, e.g., 142 ± 12% for 10-ms monophasic, 141 ± 11% for 10/10-ms biphasic, and 128 ± 9% for 5/5-ms biphasic waveforms. The 5/5-ms biphasic shocks produced less prolongation of TRT than 10-ms monophasic and 10/10-ms biphasic waveforms (P < 0.05). Neither shock polarity significantly prolonged the repolarization time of the action potential more than the other (P = NS), even though a hyperpolarizing shock usually, but not always, caused a longer prolongation than a depolarizing shock.

We determined the difference between the normalized TRT caused by a depolarizing shock and that caused by a hyperpolarizing shock of the same strength but opposite polarity. This difference, called the polarity-dependent dispersion in the TRT, was significantly larger (P < 0.05) for the 10-ms monophasic waveform (7.4 ± 7.1%) than for either the 10/10-ms biphasic waveform (3.0 ± 4.1%) or the 5/5-ms biphasic waveform (2.8 ± 3.1%) for all coupling intervals together. An example of the dependence of repolarization prolongation on the polarity is also shown in Fig. 4. Thus the two shock polarities for biphasic waveforms caused less dispersion of the action potential prolongation than did the monophasic waveform.

Effects of low shock strengths and field direction on Delta Vm. The membrane potential just before the shocks was -23 ± 9 mV. The five levels of shock potential gradients were 1.1 ± 0.3, 1.7 ± 0.3, 2.4 ± 0.3, 3.4 ± 0.5, and 4.3 ± 0.5 V/cm for the shock fields along the fiber orientation and 1.1 ± 0.3, 1.7 ± 0.3, 2.3 ± 0.2, 3.2 ± 0.3, and 4.2 ± 0.4 V/cm for the shock fields across the fiber orientation. Figure 5 shows the transmembrane potentials during shocks that were given along and across the longitudinal axis of one papillary muscle during early phase 3 of the action potential. All recordings were made from the same impalement with the line of the two microelectrode tips perpendicular to the longitudinal axis of the papillary muscle. Only recordings for the lowest, middle, and highest potential gradients are shown in Fig. 5. The response of the transmembrane potential to the shock becomes larger with the increase in the shock potential gradients, which were either along or across the fiber orientation. However, at the same level of shock potential gradient the Delta Vm for shock fields along the fiber orientation were obviously larger than that for shock fields across the fiber orientation. Because the line of two double-barrel microelectrode tips was parallel to the shock potential gradient vector, which was across the fiber orientation, each recording shows a shock artifact with a fast, clear direct-current offset. The Delta Vm between the fast onset and offset of the shock artifact was smaller than the Delta Vm for shock fields along the fiber orientation. Figure 6 shows the mean values of the Delta Vm caused by the 10-ms monophasic and the first phase of the biphasic shocks with different strengths along and across the fiber orientation. For all three waveforms, the Delta Vm caused by shocks along the fiber orientation was significantly greater than that caused by shocks across the fiber orientation. This phenomenon occurred at all five levels of shock strengths with either depolarizing or hyperpolarizing shocks.


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Fig. 5.   Transmembrane potential recordings during shock fields along and across longitudinal axis of papillary muscle. All shocks were given during early phase 3 of action potential from same impalement. Recordings are shown for 10-ms monophasic (top 2 tracings) and 10/10-ms (middle 2 tracings) and 5/5-ms (bottom 2 tracings) biphasic shocks. Recordings are superimposed for same shock waveform with one shock polarity causing depolarization (solid line) and opposite polarity causing hyperpolarization (dotted line). Shock strengths are given above tracings, with strength in parenthesis for fields across fibers. The 9th control action potential is superimposed on the 10th test action potential. Tracings at far right are extracellular recordings with both microelectrode tips outside cell membrane. Arrows indicate beginning of each shock. Voltage and time scales are given at bottom.


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Fig. 6.   Delta Vm caused by monophasic and biphasic shocks along and across fiber orientation. Ordinate is Delta Vm caused by shocks given during phase 3 of action potential; abscissa is mean value of shock potential gradient. There is a significant difference between along and across fiber orientation at all 5 levels of potential gradients (P < 0.05). Shocks causing depolarization are plotted separately from those causing hyperpolarization.

Figure 5 also shows the action potential prolongation by shocks of different strengths, polarities, and waveforms. Shocks of higher strength produced larger action potential prolongation than shocks of lower strength. Even shocks with a low strength of 1.1 V/cm caused action potential prolongation, especially for 10-ms monophasic and 10/10-ms biphasic waveforms. The changes in the action potential prolongation are also different for shock fields along versus across the fiber orientation. Compared with the control APD90 indicated by a dashed line in each tracing, the action potential prolongation was larger for shock fields along than for shock fields across the fiber orientation. In addition, the difference in the magnitude of the action potential prolongation between one shock polarity and the reversed polarity was smaller for shock fields along the fiber orientation than for shock fields across the fiber orientation. Table 2 shows the mean values of the prolongation of TRT caused by the shock. TRT was significantly prolonged by all three waveforms with both shock polarities at all five levels of potential gradients. Again, 10-ms monophasic and 10/10-ms biphasic waveforms caused a significantly greater prolongation of TRT than the 5/5-ms biphasic waveform at higher shock potential gradients. At several potential gradients, the prolongation of TRT was significantly greater for shock fields along than across the fiber orientation (Table 2).

                              
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Table 2.   Mean normalized total repolarizing time

    DISCUSSION
Top
Abstract
Introduction
Methods
Results
Discussion
References

This study confirms previous reports that shocks cause significant changes in the transmembrane action potentials, including depolarization and hyperpolarization, and cause prolongation but not shortening of action potential duration (4, 7, 13, 14, 29, 31). This study also demonstrates that 1) there is a dynamic and asymmetrical change in the Delta Vm caused by shocks delivered during different phases of the action potential, 2) the Delta Vm and the prolongation of the repolarization time are greater for shock fields along than across the fiber orientation, and 3) biphasic shocks cause fewer alterations in Delta Vm at the end of the shock, shorter action potential prolongation, and smaller polarity-dependent dispersion of the prolongation than monophasic shocks of the same or twice the same total shock duration.

Consistent with previous reports (4, 7, 29, 31), this study demonstrates that the response of the Delta Vm to an electrical shock is asymmetrical depending on the shock timing, with an asymmetrical response of larger hyperpolarization than depolarization for the same shock strength when the shock is given during the plateau of the action potential. This asymmetrical response disappears when the shock is given during the late portion of the plateau of the action potential. The asymmetrical response appears again when the shock is given during phase 3 of the action potential but is reversed with depolarization larger than hyperpolarization. Thus the response of the membrane potential to a shock is not constant but undergoes a dynamic and asymmetrical change as the coupling interval of the shock is changed.

The mechanism for the asymmetrical response of the membrane potential to a shock is not understood, but the phenomenon implies that there may be ionic channel activity during the shock, with a higher impedance to current flow in one direction than the other across the cell membrane, and that the membrane impedance to the current flow changes during different phases of the action potential (12, 26). The major reason for the larger depolarization versus hyperpolarization during phase 3 is probably partial opening of inward-current channels that augment depolarization and hence reduce hyperpolarization. This assumption is supported by the fact that the response of the transmembrane potential after a shock resembles either a new action potential or a graded response (Fig. 4) and both responses involve active membrane processes during the shock. It is not known which channel activity contributes to this response and why active processes can occur at a membrane potential at which inward-current channels are thought to be inactivated.

This study first experimentally demonstrates the larger Delta Vm caused by a shock field oriented along the fibers than across the fibers at the same shock strength. The larger Delta Vm caused by a shock field along the fiber orientation has at least two effects. First, a larger depolarization during a shock can cause excitation. This supports the observation of a lower excitation threshold with the fiber orientation parallel to the shock field than perpendicular to the shock field (15, 24). Second, a larger hyperpolarization during a shock can cause more sodium channels to recover as proposed by Jones et al. (10, 11) so that the cell can more easily be excited after the shock. However, the role of the fiber orientation in the mechanism of the electrical defibrillation needs more investigation.

This study experimentally demonstrates that the Delta Vm caused by biphasic shocks is quite different from that caused by monophasic shocks. The differences in Delta Vm include 1) a smaller net Delta Vm for biphasic than for monophasic shocks, indicating that the membrane potential at the end of the shock was closer to the membrane potential just before the shock for biphasic than for monophasic shocks; and 2) a large reversal Delta Vm for biphasic shocks. The results of the smaller Delta Vm for biphasic waveforms are consistent with the predictions of the theory and the mathematical models (11, 16, 25). Those models attribute more efficacious defibrillation for the biphasic waveform to the mechanism of removing the excess charge by the second phase of a biphasic shock (11, 16) or of bringing the membrane potential closer to the preshock membrane potential (25). Because the alteration in the membrane potential after a biphasic shock is less in comparison with a monophasic shock, postshock arrhythmias may be less likely to occur, resulting in a higher defibrillation efficacy for certain biphasic waveforms as proposed by Jones and Jones (8). A large Delta Vm at the reversal of the two phases of a biphasic waveform may help to excite the myocardial cells and hence to defibrillate (27). This hypothesis is confirmed in some studies (27) but not in others (5). Thus, on the one hand, a biphasic shock can cause excitation, whereas on the other hand it can cause fewer alterations in the membrane potential leading to a decreased occurrence of postshock arrhythmias.

Sweeney et al. (20) demonstrated that the prolongation of the refractoriness by an electrical shock is related to defibrillation success. Swartz et al. (19) showed prolongation of the action potential by biphasic as well as monophasic shocks. Prolongation has been proposed as one of the mechanisms for ventricular defibrillation. The prolongation of the action potential duration and hence the prolongation of the refractory period are thought to stop the fibrillating wavefronts when these wavefronts meet refractory tissue, leading to successful defibrillation (2, 19, 20, 32). The results of the present study are consistent with previous reports demonstrating that both monophasic and biphasic shocks can prolong TRT. The extent of the prolongation of TRT depends on 1) shock waveform, 2) timing of the shock, 3) shock polarity, and 4) fiber orientation. Consistent with a previous report (32), the prolongation of TRT was less for the biphasic than for the monophasic waveforms at the same shock strength and coupling interval, especially when the total shock duration was the same, such as 10-ms monophasic vs. 5/5-ms biphasic shocks. This finding is not consistent with results reported by Jones et al. (10, 11, 19), who found a larger prolongation of action potential by a biphasic than by a monophasic shock at low shock strength. This inconsistency may be caused by the use of different tissues, different shock durations, and different S1-S2 coupling intervals of the first phase of the biphasic waveform.

This study also shows that the repolarizing time is influenced by shock polarity, causing a polarity-dependent dispersion in action potential prolongation. This polarity-dependent dispersion is larger for monophasic than for biphasic shocks. A hyperpolarizing shock usually causes a larger postshock response than does a depolarizing shock (Fig. 4), especially during the later portion of the action potential. It is not known from the present study why biphasic shocks cause less action potential prolongation and smaller polarity-dependent dispersion in the prolongation. To answer this question may require investigation of the ionic channel activities during a shock.

Consistent with a previous report (15), a shock field along the fiber orientation causes longer prolongation of the action potential than a shock field across the fiber orientation. Because the Delta Vm caused by a shock is larger for the field along than for the field across the fiber orientation, it is quite possible that the Delta Vm is related to the action potential prolongation after a shock.

The tissue study shows that the 5/5-ms biphasic waveform causes the smallest Delta Vm at the end of the shock and prolongs TRT the least compared with the 10/10-ms biphasic and 10-ms monophasic waveforms. If the smaller Delta Vm and action potential prolongation were directly related to the higher defibrillation efficacy of biphasic waveforms, reduction in monophasic shock strength below its defibrillation threshold could also cause a smaller Delta Vm and smaller prolongation of action potential duration. Thus the magnitude of the Delta Vm and the action potential prolongation may not be the only shock-induced changes related to defibrillation. Another factor related to successful defibrillation is synchronization of dispersion of repolarization over the ventricles after a shock (2, 3, 21). Results of this study also demonstrate that dispersion in the repolarization time between depolarizing and hyperpolarizing shocks is smaller for biphasic than for monophasic shocks, indicating that a biphasic shock may cause more uniform action potential prolongation than a monophasic shock regardless of polarization.

In conclusion, the dynamic and asymmetrical changes in the Delta Vm caused by shocks of different coupling intervals and polarities represent the intrinsic nature of the membrane response, implying that the myocardial response during ventricular defibrillation is complex. A shock field along fibers produces a larger Delta Vm and prolongation of repolarization than does a shock field across fibers. The smaller Delta Vm, the smaller action potential prolongation, and the smaller polarity-dependent dispersion in the action potential prolongation caused by a biphasic shock compared with a monophasic shock may be related to the higher success rate of ventricular defibrillation for certain biphasic shocks than for monophasic shocks. More studies are still required to elucidate the active membrane processes during a shock pulse to better understand the mechanisms of ventricular defibrillation and the higher defibrillation efficacy for biphasic shocks than for monophasic shocks.

    ACKNOWLEDGEMENTS

This work was supported in part by National Heart, Lung, and Blood Institute Grant HL-42760.

    FOOTNOTES

Address for reprint requests: X. Zhou, B140 Volker Hall, Box 201, Univ. of Alabama at Birmingham, Birmingham, AL 35294-0019.

Received 15 July 1997; accepted in final form 29 July 1998.

    REFERENCES
Top
Abstract
Introduction
Methods
Results
Discussion
References

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Am J Physiol Heart Circ Physiol 275(5):H1798-H1807
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