Vol. 277, Issue 5, H1655-H1660, November 1999
SPECIAL MEDICAL EDITORIAL
A critical look at cardiovascular translational research
Rudi
Busse and
Ingrid
Fleming
Institut für Kardiovaskuläre Physiologie, Klinikum der
J. W. Goethe-Universität, D-60590 Frankfurt am Main, Germany
 |
INTRODUCTION |
Every decade can be characterized on the basis
of fashionable crazes, trends, and vogue words. Science is no different
from fashion in this respect, and one of the newly created words at the
end of the millennium is the term "translational research." This
term, which is in danger of becoming an empty phrase because of
overuse, refers to the process of transferring, from bench to bedside,
findings in basic science into clinical practice, e.g., diagnostic
procedures and therapeutic concepts. Translational research is not a
one-way process because observations made in the clinic are often a
stimulus to return to the bench to further investigate additional
specific aspects of a treatment in cell biology. However, whereas a
close collaboration between basic scientists and clinicians is in
general a good thing, there are intense pressures placed on this
approach by institutions that have a financial interest in developing
new therapies. In such cases, there is a danger of proceeding too
rashly with a novel therapeutic approach with the consequence that
clear data from animal studies may be ignored and clinical trials
performed that have little likelihood of providing a long-term
significant benefit for more than a small group of patients.
 |
GENE REPLACEMENT THERAPY |
Relatively few attempts have been made to date to perform gene transfer
in the human cardiovascular system. Thus the majority of the
information currently available has been obtained from animal models.
Such models are only of limited use because a cardiovascular disorder
manifest in an animal may not truly reflect the chronic and complex
pathophysiological situation in humans. Nevertheless, many of the
problems associated with the transfer of genetic material into the
cardiovascular system (targeting, kinetics of expression, and eventual
side effects) can be addressed in such a manner.
Probably the best examples of successful translational research relate
to cancer and especially to the elucidation of the role of the
p53 tumor suppressor gene in the
regulation of programmed cell death or apoptosis. Approximately 50% of
cancer patients carry a mutation in the
p53 gene and exhibit decreased
expression of the wild-type gene. Whereas the demonstration of this
absolute difference between the healthy and the diseased state was the result of bench science, the translational approach to this research required basic scientists and clinicians to exploit this difference to
treat cancer patients. As the expression of the wild-type gene seemed
to be decreased in cancer patients, it was decided to transfect patients with the wild-type p53. The
results of the first phase I clinical trial of
p53 gene therapy in which a retroviral
wild-type p53 construct was directly
injected into tumor sites in lung cancer patients were exceedingly
impressive (51). Although it would be ideal to have a systemically
administrable treatment/cure for cancer, which would also target
unrecognized metastases, the direct application of the
p53 gene circumvented one of the main
difficulties associated with gene replacement therapy, i.e., targeting.
Major obstacles in gene therapy are (that is after the target gene has actually been identified) getting the administered gene to the tissue
of interest without being concentrated in a secondary, irrelevant
location or removed from the body entirely. Once there, the gene product should be rapidly and selectively expressed, but the
time frame of expression is difficult if not impossible to predict, and
it is the timing of the appearance of the gene product that is a major
determinant of the clinical outcome. One example is the recent
demonstration of the adenovirus-mediated local expression of human
tissue factor pathway inhibitor (TFPI) in the rabbit carotid artery
following balloon angioplasty. This intervention eliminated shear
stress-induced recurrent thrombosis without affecting the systemic
coagulation status (42). Because this effect was observed 6 days after
transfer, TFPI transfer would seem like an attractive clinical approach
to deal with recurrent thrombosis. However, although gene transfer was
performed directly after arterial injury, there would have been a
necessary delay in the expression of TFPI, because the expression of a
gene product usually requires a time lag of between 12 and 24 h. The
timing of transgene expression may therefore be too late to be of real clinical benefit because tissue factor expression increases within a
few hours of injury.
The duration of gene product expression is another important factor
determining clinical outcome. One example is the gene transfer of the
endothelial nitric oxide (NO) synthase (eNOS) into the lung of mice
(10). The reason for attempting such an approach is that the production
of NO by eNOS appears to be crucial to counterbalance pulmonary
vasoconstriction caused by chronic hypoxic stress (53). Whereas eNOS
gene transfer resulted in a clear rightward shift of the pressure-flow
relationship, the expression of eNOS was most probably transient
because the half-life of the expression of a marker gene was 5-7
days (10). It is questionable whether or not such a transient
expression of a gene product can bring about a significant therapeutic improvement.
Experimental attempts to overexpress eNOS in various arteries have
somewhat surprisingly revealed that the adventitial, rather than
endothelial, transfection with eNOS appears to produce some of the most
positive results (11, 22, 46, 47, 58). It is, however, unclear to what
extent the function of eNOS is altered when expressed in nonendothelial
cells, given that enzyme activity is modulated by alterations in its
phosphorylation as well as by changes in intracellular
Ca2+ (15). Moreover unlike
endothelial cells, fibroblasts and vascular smooth muscle cells are not
directly exposed to fluid shear stress, which is the most important
physiological stimulus for the generation of NO.
The topic of eNOS gene transfer can be used to highlight another
potential problem associated with gene therapy, i.e., whether or not
the prolonged expression of a given gene product is actually desirable.
Enhancing the expression of eNOS has received a lot of attention in the
treatment of atherosclerosis since the bioavailability of NO, a
fundamental vasodilator and antiatherogenic principle, appears to be
decreased. However, unlike the case of the
p53 tumor suppressor gene, there is no
consistent evidence that a lack, functional defect, mutation, or
polymorphism of eNOS underlies cardiovascular diseases (8, 21, 23, 30,
38, 39, 48, 52, 55, 59). Moreover, in preeclampsia (40, 43) and several
animal models of hypertension (4, 9, 44, 61), the development of
endothelial dysfunction is associated with an increase rather than a
decrease in eNOS expression. In some experimental models such a
long-term overexpression of eNOS is associated with a decrease rather
than an increase in endothelium-dependent relaxation as a consequence
of a concomitant increase in the formation of superoxide anions
(O
2) and the downregulation of NO
effector pathways, most notably that of the soluble guanylyl cyclase
expression in smooth muscle cells (4, 45). An increase in NO production
fits well with the suggestion that peroxynitrite, the reaction product
of NO and O
2, is formed within the
vasculature of patients with preeclampsia or atherosclerosis and is
associated with increased nitrotyrosine immunostaining (5, 50). In
addition, despite reports that the transfer of eNOS enhances
endothelium-dependent relaxation in hypercholesterolemic rabbits (47)
and induces a relatively maintained decrease in the blood pressure of
spontaneously hypertensive rats (26), it should be emphasized that the
functioning of eNOS is dependent on the expression of several
cofactors, especially tetrahydrobiopterin (H4B). A lack of cofactor
availability, which is a possible consequence of transfecting vascular
smooth muscle cells and fibroblasts with eNOS, may have the opposite
effect to that intended by transforming eNOS into an
O
2-generating enzyme (14, 49, 60, 62,
63) and thus further impairing vascular reactivity.
 |
ENDOTHELIAL DYSFUNCTION, ANGIOTENSIN-CONVERTING ENZYME
INHIBITORS, AND STATINS |
One of the first positive examples of translational research in the
cardiovascular area is the development of a relatively simple technique
to assess endothelium-dependent dilator responses, in either the
forearm or the coronary system of patients. The starting point in this
case was the fundamental observation by Furchgott and Zawadzki (17)
that a factor, later identified as NO, that is released from
acetylcholine-stimulated endothelial cells can relax arterial
preparations. The subsequent finding that agonist- and flow-induced
vasodilator responses, which basically reflect the amount of
bioavailable NO generated by endothelial cells, were depressed in
animal models and subjects with hypertension and atherosclerosis led to
the concept that this procedure could be used as a convenient
diagnostic test for endothelial dysfunction.
As mentioned above, endothelial dysfunction is currently believed to be
related to an imbalance in the endothelial production of NO and
O
2, resulting in the shut down or inactivation of certain intrinsic antihypertensive and antiatherogenic mechanisms. Thus redressing the balance in vascular
NO/O
2 production is an attractive
therapeutic goal in the treatment of cardiovascular disease. A vast
amount of experimental data provides evidence that
angiotensin-converting enzyme (ACE/kininase II) inhibitors are able to
do just that, i.e., increase NO and decrease vascular
O
2 production, partly by inhibiting the generation of angiotensin II and partly by prolonging the half-life
of bradykinin. Moreover, reports of an impressive protective effect of
ACE inhibitors on cardiovascular complications in patients (20) and in
animal models (13) without decreasing blood pressure suggests that ACE
inhibitors possess additional effects. Such observations prompted a
reinvestigation of the effects of ACE inhibitors on endothelial cells,
with the outcome being the demonstration of a crosstalk between ACE and
the B2 kinin receptor, such that the ACE inhibitor group of compounds, independent of ACE inhibition, appears to be able to modulate B2
kinin receptor signalling (6, 27, 29). ACE inhibitors have also
recently been reported to promote angiogenesis in a rabbit model of
hindlimb ischemia (16). Although the exact mechanism underlying
this effect is unknown, it may involve the increased expression of
hepatocyte growth factor (31, 64), which is currently characterized as
one of the most potent growth factors specific to the endothelium (35)
and which may protect against the development of endothelial
dysfunction (34, 36, 37).
Another example where clinical observations have sent scientists back
to the bench relates to observations made using
3-hydroxy-3-methylglutaryl (HMG)-CoA reductase inhibitors or
"statins." The cardiovascular benefits of this group
of compounds extends beyond their lipid-lowering effects, and although
not reported to significantly affect the regression of atherosclerotic
plaques, it stabilizes them, restores endothelial function, and
dramatically decreases the incidence of cardiovascular events (stroke
and myocardial infarction). At a cellular level, statins inhibit the
synthesis not just of cholesterol but also of isoprenoids. The
upregulation of eNOS expression by statins occurs via a mechanism
independent of cholesterol but mediated by the inhibition of the
isoprenoid geranylgeraniol and the subsequent geranylgeranylation of
the GTPase Rho (25). It was also hypothesized that
inhibition of isoprenylation of
p21ras proteins could account for
the statin-induced, but eNOS-independent, suppression of vascular
smooth muscle cell proliferation. Indeed, lovastatin has been reported
to inhibit cyclin-dependent kinases resulting in a cell cycle arrest in
vascular smooth muscle cells (32). A similar effect has been
demonstrated in cultured mesangial cells and is related to the
translational upregulation or impairment of
p27Kip1 (a cyclin-dependent kinase
inhibitor) protein degradation (56).
As a result of the current obsession in the cardiovascular field with
NO, there has been a tendency to ignore the fact that there are many
other endothelium-derived vasoactive factors that exhibit vasodilating
or constricting properties. The production of endothelium-derived
contracting factors, for example, may increase, and a
cyclooxygenase-derived product is known to increase in essential hypertension (54). In addition, the increased production of the
-hydroxylation product of arachidonic acid
20-hydroxyeicosatetraenoic acid, which is thought to be involved in the
development of myogenic tone in the kidney, may contribute to the
development of hypertension by elevating renal vascular resistance (2,
19). Moreover, there are vessels and vascular beds in which NO plays
little or no role in mediating vasodilatation, and although this
function is still controlled by the endothelium, the autacoids
mediating this response are prostacyclin and the endothelium-derived
hyperpolarizing factor. Indeed, the magnitude of endothelium-dependent
dilations elicited by agonists or an increase in flow are barely
different in wild-type versus eNOS knockout mice.
 |
THE DARK SIDE |
Taking information gleaned from exhaustive investigations in cell
culture, in isolated organs, and in animal models of disease and
applying it to a clinical situation that is currently untreatable with
classical therapy is, in principle, a thorough and (almost) ideal way
of treating disease. The approach of elucidating an obvious and causal
defect associated with a given pathophysiological situation and using
modern molecular medicine to correct this defect has an enormous
potential for clinical application. Thus it is understandable that
there is a tendency to idolize this approach and to believe in its
infallibility. There is however a dark side to translational research.
In what way can translational research be negative? Perhaps the
translation of a basic finding to the clinic is too fast or fails to
take into account basic considerations related to the sequelae of a
clinical condition. The other problems relate to the interference in a
given project by external pressure groups to force the development of
treatments for potentially fatal and expensive conditions.
Classical cases of unsuccessful treatment approaches are the use of
tumor necrosis factor-
(TNF-
) antibodies and NOS inhibitors in
sepsis. It should be noted that, following a septic insult, there is a
clear sequence of cytokine synthesis, which may be critical to the
cascade of events leading to septic shock. The first cytokine to peak
in plasma is TNF-
(~1 h), followed by interleukin (IL)-6 (3 h) and
IL-1
(3-6 h), this sequential cytokine production likely
reflects carefully orchestrated gene expression and regulation and is
of importance to the subsequent cascade of metabolic
events. An overlap also exists in the actions of certain
cytokines, such that conditions exist in which IL-1
, TNF-
, and
other cytokines can elicit the same end effect. Monotherapy, rendering
only one cytokine ineffective, is therefore likely to be only of
limited benefit. Effective treatment with neutralizing antibodies also
depends on the time of administration, and whereas anti-TNF-
antibodies decrease lethality and the circulating concentrations of
IL-1 in experimental animals if given before an endotoxic challenge, little or no benefit is seen if antibodies are administered after endotoxin (7, 28, 33, 57). Despite such knowledge gained from
experimental investigations, a huge investment has been made in the
development of TNF-
antibodies for the treatment of human sepsis.
Not surprisingly, these clinical studies have provided negative results
with antibodies being unable to alter the overall pattern of cytokine
activation or the profound disarrangements in physiological function
that accompany severe sepsis (1, 12).
Back to the topic of NOS, but in this case the inducible NOS (iNOS),
there is overwhelming evidence that this enzyme plays a role in the
hyporeactivity to vasoconstrictor agents in sepsis. Given this
information, the development of selective iNOS inhibitors as therapy
for septic shock became a priority of a number of pharmaceutial concerns. The first clinical reports have proven to be disappointing and have provided conflicting results, demonstrating both beneficial and detrimental effects (18). Moreover, a high mortality rate in NOS
inhibitor-treated patients indicates that iNOS inhibition has only
limited effects on outcome (3). On hindsight, this was to be expected
because prevention of iNOS induction does not prevent the fatal outcome
of shock. Indeed, the induction of septic shock is just as lethal to
iNOS knockout mice as it is to wild-type mice (24). One point that has
only recently achieved attention is that in many cases the induction of
iNOS is not an annoying side effect but an essential cytoprotective
step, e.g., in the liver. In addition, NO is a potent weapon used by
numerous cells in the fight against infection, and inhibition of iNOS
or the genetic deficiency of iNOS can profoundly affect the time course of infection and inflammation (41).
 |
WHAT IS THE TAKE HOME MESSAGE? |
For translational research in the cardiovascular area to be effective,
it is necessary (as in the case of
p53) to exploit a real difference
between the healthy and diseased state. Such instances are
unfortunately rare. In the majority of cases, gene polymorphisms or
absolute alterations in enzyme or protein expression and function do
not seem to correlate with the manifestation of a given disease. Thus,
whereas the goals of translational research represent a form of utopia
to which one has to strive, it is unlikely that an effective therapy
can be rapidly developed using such an approach. The simple truth is
that we do not fully understand the complex pathophysiology of the
diseases that exert the most significant drain on health care
resources, and thus, from a financial point of view, have the highest
priority for the development of an alternative therapy. We can go back
to eNOS and endothelial dysfunction for a last example. A few years
ago, just as it became clear that a defect in the generation of
bioactive NO was implicated in hypertension, atherosclerosis, etc.,
programs were started to find substances that enhance the expression of
eNOS and restore NO production to "normal" levels. It took quite
some time to develop screening systems and synthesize lead compounds
that effectively enhance the expression of eNOS. The only problem is
that we now know that eNOS expression is, more often than not,
increased in situations associated with endothelial dysfunction. From
currently available data it would be perhaps a better idea to
concentrate on maintaining eNOS in a fully functional capacity by
enhancing the expression of enzymes such as GTP cyclohydrolase, which
catalyze the formation of H4B, the
lack of which transforms eNOS from an NO-generating enzyme into one
that generates O
2.
Whereas such an example cannot detract from the fact that translational
research is one of the potentially most powerful approaches for the
next millennium, we have to accept the fact that there is an inevitable
amount of trial and error involved and that programs will have to be
flexible enough to reorientate in the light of the findings
continuously coming from basic science. The financial pressures
associated with translational research are not to be ignored and can
only be expected to increase, but perhaps it is worthwhile to stress
the need for a well-balanced approach to translational research.
Preventive medicine should, for example, receive much more attention
because, at the end of the day, prevention is always better than cure.
 |
FOOTNOTES |
The costs of publication of this
article were defrayed in part by the
payment of page charges. The article
must therefore be hereby marked
"advertisement"
in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Address for reprint requests and other correspondence: R. Busse,
Institut für Kardiovaskuläre Physiologie, Klinikum der J. W. Goethe-Universität, Theodor-Stern-Kai 7, D-60590 Frankfurt,
Germany (E-mail: r.busse{at}em.uni-frankfurt.de).
 |
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