Department of Electronics, Computer Science and Systems,
University of Bologna, I40136 Bologna, Italy
hypercapnia; hypocapnic hypoxia; chemoreceptors; lung-stretch
receptors; central neural system response
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INTRODUCTION |
CARBON DIOXIDE is
known to have a significant impact on the cardiovascular system.
Experimental studies in animals suggest that hypocapnia causes a
depression of the central vasomotor neurons (34, 35, 38)
and abates the peripheral chemoreflex response (4, 20,
30-32); the opposite effects occur during hypercapnia (16, 34, 35, 38). Moreover, CO2 is known to be
a vasodilator of many peripheral vascular beds (including the brain,
heart, and skeletal muscle) (6, 15, 18, 28, 44, 53).
Furthermore, in conditions when ventilation is free to change,
hypercapnia provokes an increase in lung inflation, thus stimulating
slowly adapting pulmonary-stretch receptors with myelinated A fibers; the latter cause tachycardia and vasodilation in the vascular beds
under sympathetic reflex control (10, 11). Finally,
changes in systemic arterial pressure (SAP), which often accompany
hypercapnia or hypocapnia, modulate the action of the baroreflex
control system, which, in turn, exerts a powerful control on several
cardiovascular parameters.
Even though the main mechanisms involved in the cardiovascular response
to CO2 changes have been familiar for many years, their
final effects on cardiovascular quantities are far from being
completely recognized. Although several experiments indicate that
hypercapnia causes an increase in total peripheral resistance (TPR),
tachycardia, and an increase in mean SAP, others report a significant
decrease in total systemic resistance and a decrease in heart rate (HR)
(5, 25, 48, 50, 54, 61). Moreover, changes in cardiac
output (CO) exhibit an almost equal dispersion in both directions
during both increasing and decreasing PCO2.
These apparent contradictions of experimental data can ensue from the
extreme complexity of the entire cardiovascular control system,
characterized by the nonlinear superimposition among multiple mechanisms operating simultaneously. Individual variability,
differences in the experimental setup (for instance free vs. artificial
ventilation), or a variance in hemodynamic conditions (for instance in
the SAP level or in metabolism) may bring about a different balance
between regulatory actions, thus resulting in opposing final changes of the same regulated quantities.
A further aspect that requires particular attention is that changes in
blood PCO2 almost always occur together with
O2 pressure changes (for instance during hypocapnic hypoxia
or asphyxia). Because the regulatory actions triggered by changes in
PO2 and PCO2 share
several common afferent pathways and utilize the same effectors, the
level of nonlinear superimposition becomes exceedingly complex
(1).
Mathematical modeling and computer simulation techniques have often
been advocated as important tools to investigate the complexity of
physiological control systems in rigorous quantitative terms. In recent
years, we formulated a mathematical model of the short-term cardiovascular regulatory response to acute isocapnic hypoxia (59). The model includes the arterial baroreflex, the
peripheral chemoreflex, the lung-stretch receptors, the hypoxic
response of the central neural system (CNS), and the local
O2 effect on the vascular beds with a higher metabolic
requirement. With that model, we were able to summarize several
different experimental results concerning acute hypoxia into a single
theoretical setting (60).
The main limitation of the previous model was the absence of
CO2 mechanisms, i.e., the model could be used to
investigate hypoxia in isocapnic conditions only. The aim of the
present subsequent study is to include the effect of blood
PCO2 into the previous mathematical model in
accordance with present physiological knowledge. This may be important
1) to provide a theoretical framework for the analysis of
physiological experiments characterized by changes in
PCO2; and 2) to provide possible
explanations for the differences observed among experimental results.
In particular, we aspire to analyze the putative role of each mechanism
in the cardiovascular response to CO2.
This paper is structured as follows. First, the mathematical
model is briefly described in qualitative terms, laying stress on the
new aspects only. Second, physiological results concerning normoxic
hypercapnia, hypocapnic hypoxia, and hypercapnic hypoxia are simulated.
Finally, a sensitivity analysis on the main mechanisms is performed to
gain a deeper understanding on the possible rationale for experimental differences.
Glossary
| Cvb,O2 |
Oxygen gas concentration in venous (v) blood leaving brain (b), ml
O2/ml blood
|
| Cvb,O2n |
Oxygen gas concentration in venous blood leaving brain under normal (n)
conditions, ml O2/ml blood
|
| Cvj,O2 j = h, m |
Oxygen gas concentration in venous blood leaving heart (h) and skeletal
muscle (m), respectively, ml O2/ml blood
|
| DVp |
Time delay of ventilatory response to peripheral
chemoreceptors (p), s
|
| DVc |
Time delay of ventilatory response to central chemoreceptors (c), s
|
| fab |
Baroreceptor afferent (ab) activity, spikes/s
|
| fac |
Afferent chemoreceptor (ac) activity, spikes/s
|
| fap |
Afferent activity from lung-stretch receptors, spikes/s
|
| fsj j = h, p, v |
Activity in the efferent sympathetic (s) fibers to heart, peripheral
resistances, and veins, respectively, spikes/s
|
| f, KH |
Parameter related with the strength of the afferent chemoreceptor
response to CO2, dimensionless
|
| gccsj j = h, p, v |
Gains of the central chemoreceptor sympathetic (ccs) response to
CO2 acting on heart, peripheral resistances, and veins,
respectively, s 1 mmHg 1
|
| gj,O2 j = h, m, b |
Gain of the local O2 response on the coronary (h),
muscular (m), and cerebral (b) vascular beds, respectively, ml blood/ml O2
|
| gVp |
Gain of ventilatory response to peripheral chemoreceptors,
l/min · s
|
| gVc,h,gVc,l |
Gain of ventilatory response to central chemoreceptors (h during
hypercapnia, l during hypocapnia), l/min · mmHg 1
|
| Gbp |
Cerebral peripheral hydraulic conductance,
ml/mmHg 1 · s 1
|
| Gbpm |
Basal (n) value of cerebral peripheral hydraulic conductance,
ml/mmHg 1 · s 1
|
| kj,CO2 j = h, m |
Parameter related to the central gain of the CO2 effect,
coronary and muscular bed, respectively, mmHg
|
| kisc,sj j = h, p, v |
Parameter related to the central gain of the hypoxic (ischemic)
response, mmHg
|
| kac |
Parameter related to the central gain of the afferent chemoreceptor
response, mmHg
|
| PaCO2n |
PCO2 basal value (n), mmHg
|
O2,ac |
Oxygen pressure at the central point of the afferent chemoreceptor
response, mmHg
|
O2,sj |
Oxygen pressure at the central point of the hypoxic (ischemic)
response, mmHg
|
| Rjp j = h, m |
Coronary and skeletal muscle resistance (hydraulic),
respectively, mmHg · s · ml 1
|
| Rjpn j = h, m |
Normal coronary and skeletal muscle resistance (hydraulic),
respectively, mmHg · s · ml 1
|
| RR |
Respiratory rate, breaths/min
|
|
Ventilation, l/min
|
 p |
Change in ventilation induced by activation of peripheral
chemoreceptors, l/min
|
 c |
Change in ventilation induced by activation of central chemoreceptors,
l/min
|
| VT |
Tidal volume, l
|
| Wc,sj j = h, p, v |
Synaptic weights from chemoreceptors acting on heart peripheral
resistances and veins, respectively, dimensionless
|
| Wp,sj j = h,
p, v |
Synaptic weights from pulmonary (lung)-stretch receptors acting on
heart, peripheral resistances, and veins, respectively, dimensionless
|
| Wb,sj j = h, p, v |
Synaptic weights from baroreceptors acting on heart peripheral
resistances and veins, respectively, dimensionless
|
| xb,O2 |
State variable representing the effect of O2 on the
cerebrovascular bed, dimensionless
|
| xb,CO2 |
State variable representing the effect of CO2 on
cerebrovascular bed, dimensionless
|
| xj,O2 j = h, m |
State variable representing the effect of O2 on coronary
and muscular bed, respectively, dimensionless
|
| xj,CO2 j = h, m |
State variable representing the effect of CO2 on coronary
and muscular bed, respectively, dimensionless
|
sj j = h, p, v |
Offset terms for the sympathetic response, describing the effect of gas
alterations in the central neural system on efferent sympathetic
activity to heart, peripheral resistances, and veins, respectively, s 1
|
sj j = h, p, v |
Upper saturation level of the hypoxic (ischemic) response,
s 1
|
ac |
Time constant of the afferent chemoreceptor response, s
|
cc |
Time constant of the central chemoreceptors response, s
|
isc |
Time constant of the hypoxic (ischemic) response, s
|
O2 |
Time constant of the peripheral O2 response, s
|
CO2 |
Time constant of the peripheral CO2 responses
|
Vp |
Time constant of ventilatory response to peripheral chemoreceptors, s
|
Vc |
Time constant of ventilatory response to central chemoreceptors, s
|
| A, B, C, D |
Parameters describing the cerebral blood flow response to
CO2 (from Ref. 45)
|
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MODEL DESCRIPTION |
The model includes the pulsating heart, the vascular system, and
various regulatory actions. Description of the regulatory mechanisms,
in turn, distinguishes between the afferent information from several
groups of receptors (arterial baroreceptors, peripheral chemoreceptors,
and lung-stretch receptors), the response of the CNS to changes in
PO2 and PCO2, the
activity of the efferent sympathetic fibers directed to the heart and
peripheral vessels, the vagus activity, the response of various
effectors to the efferent activity of neural fibers, the local effect
of O2 and CO2 on peripheral resistances, and
the ventilation response to peripheral and central chemoreceptor drive.
A block diagram summarizing the main aspects of the regulatory actions
is shown in Fig. 1.

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Fig. 1.
Block diagram describing the interactions among regulatory
mechanisms according to the present model. CNS, central neural
system.
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The description of the pulsating heart and of the entire
vascular system is unchanged compared with that used in previous studies (57, 59), where all details can be found. Hence,
these parts of the model are not described again for the sake of brevity.
Afferent information.
The arterial baroreceptors respond to changes in both the instant value
of SAP and its rate of change; slowly adapting lung-stretch receptors
respond to changes in VT. Both responses include a static characteristic and a first-order dynamic. The response of both groups
of receptors is the same as that used in the previous paper (59).
The model of the peripheral chemoreceptors also includes a dynamic
block and a static nonlinear characteristic. Description of the latter
has been modified compared with that used in the previous paper
(59) to account for the nonlinear peripheral interaction between O2 and CO2 pressure
changes. As in the previous work, the static curve relating
chemoreceptor activity to arterial PO2
(PaO2) during normocapnia exhibits an hyperbolic trend
(4) with an upper saturation level. This behavior has been
reproduced using a combination of exponential functions. The static
relationship linking chemoreceptor activity to
PCO2 during normoxia exhibits a lower threshold
and a monotonic increase (20, 30-32). These data can
be reproduced reasonably well through a logarithmic curve. Finally,
experimental and clinical results demonstrate that hypoxia reinforces
the chemoreceptor response to hypercapnia and vice versa (20,
30-32); this behavior involves a multiplicative
relationship between the individual O2 and CO2
static curves and a progressive shift of the lower threshold to the
left during hypoxia (see Eqs. 1-2 in
APPENDIX).
Examples of the chemoreceptor response to PCO2
changes, evaluated in steady-state conditions at different arterial
oxygen levels, are shown in Fig. 2 and
are compared with experimental data. The parameters in these curves
have been given to reproduce experimental results by Fitzgerald et al.
(20) and Lahiri et al. (30-32). The
chemoreceptor time constant
ac has been given the value
of 2 s based on data by Rutherford and Vatner (51).

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Fig. 2.
Steady-state activity in the afferent chemoreceptor fibers
(fac) vs. arterial
PCO2 (PaCO2), plotted at
different levels of arterial PO2
(PaO2) ranging from deep hypoxia (top left)
to hyperoxia (bottom right). Continuous lines are model
simulation curves obtained at different levels of
PaO2. Experimental data are from Fitzgerald and Parks
(20) ( , + , *, ×, ) and
from Lahiri and Delaney (31) ( ) in cats,
at corresponding levels of PaO2.
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Efferent neural pathways.
The efferent pathways in the model comprise both sympathetic and
parasympathetic (vagal) neural fibers. The activity in these efferent
fibers is a nonlinear monotonic function of the weighted sum of
activities from baroreceptors, chemoreceptors, and lung-stretch receptors, where the weights may be positive or negative. Moreover, afferent information is compared with an offset term; in the case of
sympathetic activity, the latter is modulated by hypoxia in the CNS and
by CO2 changes in the medulla (see CNS
response).
As justified in previous studies (57, 59), we assumed that
sympathetic activity decreases with a negative monoexponential function
in response to inhibitory afferent information, whereas it increases
exponentially up to a saturation level in response to excitatory inputs
(see APPENDIX, Eq. 3). An important modification of the present work, compared with the previous, is that we used different equations to describe the sympathetic activity to the heart
(fsh), to the peripheral resistance
(fsp), and to the veins (fsv). In fact, experimental data on the
CNS response to hypocapnia and hypercapnia can be reproduced reasonably
well only assuming a dissimilar sympathetic action on arterioles and
veins (see RESULTS). The weights connecting baroreceptors,
peripheral chemoreceptors, and lung-stretch receptors to sympathetic
neurons have been given the same values as in the previous work
(59). In contrast, the offset term depends not only on
hypoxia of the CNS, but also on the CO2 level in
supraspinal neural structures (especially the medulla).
The vagal fibers are directed to the heart only and contribute to the
control of HR. Their dependence on the activity of afferent information
is the same as that used previously (59).
CNS response.
The model assumes that changes of PO2 and
PCO2 affect the sympathetic activity directly
by modifying the offset term in the equation linking sympathetic
response to the afferent information (Eqs. 4-7 in
APPENDIX). Both mechanisms include a static characteristic and a first-order, low-pass dynamic.
Various experimental results suggest that the effect of CNS hypoxia on
the sympathetic drive is quite negligible until
PO2 is lowered below a given threshold and then
it increases dramatically. This behavior has been reproduced using a
sigmoidal function. According to data reported in Koehler et al.
(25), this threshold is higher for the cardiac sympathetic
activity (50-60 mmHg) and lower for the sympathetic activity
directed to peripheral vessels (35-40 mmHg). All parameters
describing the static and dynamic aspects of CNS hypoxia have been
given to mimic data by Koehler et al. (25) and Downing et
al. (16).
A direct role of the CNS on the cardiovascular response to
CO2 is stressed by experiments in cats and rats (34,
35, 37). These experiments show that hypocapnia can produce a
decrease in arterial pressure and total systemic resistance
independently of the input from arterial baroreceptors and peripheral
chemoreceptors. The opposite effect is evident during hypercapnia.
Moreover, superfusion of the ventral medulla with hypercapnic fluid
causes a sympathetically mediated increase in HR and augments
sympathetic activity to the forelimb, hindlimb, and kidney
(36). Results of the previous experiments can be simulated
reasonably well assuming that the offset term of sympathetic activity
(i.e., the quantity
in Eq. 3) depends
linearly on PCO2 changes. The slope of these
relationships for the arterioles, venules, and the heart have been
given to mimic experimental results by Lioy et al. (34)
and Downing et al. (16) (see RESULTS). The
time constant of the central CO2 mechanism has been taken
from the arterial pressure time pattern reported in Lioy and
Trzebski (37) following CO2 stimulation of
central chemosensitive areas.
Cardiovascular effectors for the reflex control.
As explained above, in the present work the sympathetic activity is
subdivided into three distinct branches. The first is directed to
systemic arterioles in the splanchnic, muscular, and nonautoregulated
extrasplanchnic vascular beds and modifies the peripheral resistance.
The second is directed to the peripheral veins and modifies venous
unstressed volumes in the same vascular beds. Finally, sympathetic
activity to the heart affects heart period and the end-systolic
elastance in the right and left ventricles. The vagal activity works on
the heart only by modulating heart period. Each effector response
includes a pure delay, a monotonic static function, and a first-order,
low-pass dynamic. Equations are formally identical to those used in a
previous work (59) and hence are not repeated for briefness.
Local effect of O2 and CO2.
We assume that hypoxia in the coronary, brain, and skeletal muscle
circulation causes vasodilation through a local mechanism. It is well
known that the local O2 effect can be ascribed to two concurrent mechanisms, i.e., a direct effect of O2 on
smooth muscle tension in the arteriolar wall and an indirect effect
mediated by the release of vasodilatory metabolites (adenosine, pH,
etc.) by the hypoxic tissue. Because the aim of this model is not to analyze the synergic action of these mechanisms in detail and to assess
their individual role, but just to simulate the overall O2
effect on peripheral resistances, we used a single empirical equation
for each compartment. In this equation, we assumed that the controlled
quantity for the local O2 regulation is O2
concentration in the venous blood leaving the compartment. This choice
is appropriate because venous O2 concentration is
influenced by both the arterial O2 content and local blood
flow, as well as by tissue O2 consumption rate; hence, its
changes reflect all stimuli (direct and indirect) affecting the
vascular bed.
Accordingly, the peripheral hydraulic resistance in the locally
regulated vascular beds is linearly related to O2 venous
concentration via a first-order dynamic, i.e., resistance decreases
when O2 venous concentration falls below the basal level
(Eqs. 8-9 and 12-13 in
APPENDIX). All parameters of this regulation have
been given the same values as in the previous work (59).
O2 venous concentration is computed from knowledge of
arterial PO2 (PaO2) (which is
an input for the model) by imposing a mass balance between
O2 extraction rate and O2 consumption rate. To
this end, the O2- and CO2-carrying capacity of
blood are computed from PO2 and
PCO2 by using the equations proposed by Spencer
et al. (52), which account for the Bohr and Haldane
effects. Throughout the present simulations the O2
consumption rate is assumed to remain constant in the brain and
skeletal muscle. By contrast, consumption rate in the heart is
proportional to the average power of the cardiac pump.
According to several authors, CO2 has an important
vasodilatory effect on the cerebral, coronary, and skeletal muscle
vascular beds. This effect has been simulated, during normoxia, through a static nonlinear relationship, linking peripheral resistance to
arterial PCO2 (PaCO2), and a
first-order, low-pass dynamic. The static relationships have been
assigned to mimic experimental data by Reivich (45) to the
cerebral vascular bed, by Case et al. (6) to the coronary
circulation, and by Kontos et al. (28), Radawski et al.
(44), and Stowe et al. (53) to the skeletal muscle circulation (Eqs. 10-11 and 14-15 in APPENDIX). The time
constant of this mechanism has been given a value taken from Ursino and Lodi (58), where more details can be found.
By example, Fig. 3 shows the relationship
linking peripheral resistance to PaCO2 in the skeletal
muscle vascular bed during normoxia in the absence of any sympathetic
influence (i.e., only the local CO2 effect is effective in
these experiments). As clearly shown in Fig. 3, experimental data
exhibit a very large dispersion. The basal parameter values for the
model (continuous line in Fig. 3) have been chosen to mimic cases with
a moderate peripheral reactivity to CO2. However, as shown
in RESULTS, a stronger reactivity must be hypothesized to
explain data by others (48-50).

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Fig. 3.
Percent changes of peripheral muscle resistance
(Rmp) in the skeletal muscle vascular bed vs.
local (PCO2) measured by Refs. 28,
44, and 53 in conditions where only the local
mechanism is active. Continuous line represents model results simulated
by giving a value for the local vasodilatory effect of CO2
as in Table 1 (km,CO2 = 142.8 mmHg). The large dispersion among experimental data is remarkable.
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Control of
and VT.
is regulated by both central and peripheral
chemoreceptors. Because both effects are largely additive in most
physiological conditions (7), we can write (Eq. 16 in APPENDIX)
where
represents ventilation and the three terms on the
right-hand side of the previous equation denote the normal level of
ventilation (i.e., ventilation during normoxia and normocapnia,
n), and the changes in ventilation
induced by stimulation of peripheral
(
p) and central chemoreceptors
(
c), respectively. The effect of each
group of chemoreceptors has been simulated using a simple first-order
linear differential equation with a pure delay (Eqs. 17 and 18 in APPENDIX) (3, 8, 9, 55).
The input quantity for the peripheral mechanism is the afferent
activity in the arterial chemoreceptor fibers; as shown in Fig. 2, the
latter implicates a nonlinear multiplicative
O2-CO2 interaction. The value of the peripheral
chemoreceptor gain has been assigned to reproduce the ventilatory
response to a hypoxic stimulus (PaO2 = 40 mmHg)
in isocapnic condition reported by Reynolds and Milhorn
(46) (Fig. 4).

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Fig. 4.
Time pattern of minute ventilation ( ,
top) and tidal volume (VT, bottom) simulated with
the model (left) and measured by Reynolds and Milhorn
(46) (right) in response to a 10-min step
isocapnic hypoxia (PaO2 = 40 mmHg). Clinical data
are means ± SE for 10 subjects.
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The input for the central mechanism are changes in
PCO2, assuming that, in physiological
conditions, variations of PCO2 in blood and in
the medulla surface are proportional. This is the assumption adopted in
most recent mathematical models of ventilatory control fitted to
experimental data (3, 8, 9). The central chemoreceptor
gain has been given two different values during hypercapnia and
hypocapnia, reflecting the existence of two regions separated by a
break point in the relationship "ventilation vs. PaCO2" (7). During hypercapnia the
value of the central chemoreceptor gain, together with the peripheral
chemoreceptor gain assigned previously, furnishes a ventilation
increase per millimeter mercury of PCO2 change
(2.4 l · min
1 · mmHg
1) in
the range reported in the literature (7, 19, 43). During
hypocapnia, the ventilation change exhibits low CO2
sensitivity (7). The pure delay and time constant of
peripheral chemoreceptors has been taken from the works of others
(3, 8, 9, 55). The pure delay and the time constant of
central chemoreceptor control have higher values according to the same
authors. An example of the ventilation response to a hypercapnic
stimulus is shown in Fig. 5,
top, and compared with clinical data (47).

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Fig. 5.
Time pattern of minute (top) and VT
(bottom) simulated with the model (left) and
measured by Reynolds et al. (47) (right)
in response to a 25-min step hypercapnia
(PaCO2 = 56 mmHg). Clinical data are means ± SE for 14 subjects.
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Finally, because the input quantity for lung-stretch receptors are
changes in VT, we need a relationship linking
, VT,
and respiratory rate (RR). Clinical data in humans (17, 23, 46, 47) suggest that, during moderate hypoxia or moderate
hypercapnia, the increase in
can be almost
completely ascribed to changes in VT. In contrast, during severe
hypoxia and severe hypercapnia, changes in RR become evident, too; as a
consequence, VT increases less than
. The
relationship linking VT and
can be reproduced fairly
well using an empirical mathematical equation (Eq. 19 in APPENDIX); the latter is shown in Fig.
6 and compared with clinical data on
humans. Changes in VT during hypercapnia and hypoxia are also shown in
Figs. 4 and 5 (bottom) and compared with the data by
Reynolds et al. (46, 47).

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Fig. 6.
Plot of the steady-state relationship between VT and
minute according to the present model (continuous
line). Clinical data are from Dripps and Comroe (17), Hey
et al. (23), and Reynolds and Milhorn (46).
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The set of differential equations has been numerically solved on
Pentium-based personal computers by using the Runge-Kutta-Fehlberg 4/5
algorithm with adjustable step length (maximum allowed integration step
0.01 s, memorization step 0.01 s). To this end, we used the software package SIMNON (SIMNON/PCW for Microsoft Windows, version 3.0, SSPA Maritime Consulting; Göteborg, Sweden) designed for simulation of ordinary differential equations. Because all hemodynamic quantities are pulsating in nature, the mean values during each heart
period were computed from stored data using the trapezoidal integration method.
All new mathematical equations are reported in APPENDIX.
The parameter numerical values with references can be found in Table 1. All other parameters and equations,
necessary to complete the model, can be found in a previous study
(59).
 |
RESULTS |
In all subsequent figures, experimental data taken from the
literature are presented as means ± SE. Just in a few cases, SE are
not presented because they could not be acquired from the original
publication. Moreover, to quantitatively assess the adequacy of
fitting, a statistical Student's t-test has been performed between the model prediction and the corresponding experimental data in
all cases where the experimental SE was available. Three levels of
statistical significance are used as the following: *P < 0.1, **P < 0.05, and ***P < 0.01.
CO2 response of the CNS.
A preliminary group of simulations was performed to give a numerical
value to the parameters characterizing the CNS response to local
CO2 changes. To this end, the action of baroreceptors, peripheral chemoreceptors, and lung-stretch receptors was excluded from
the model to simulate conditions occurring in artificially ventilated
animals after the vagi, carotid sinus, and aortic nerves were cut
(34). Exclusion of these mechanisms was achieved by artificially maintaining the input quantities of these groups of
receptors at their basal value throughout the simulations, i.e., these
receptors work in open-loop conditions with an input quantity different
from that used in the rest of the cardiovascular model.
PaCO2 was then changed from 20 to 50 mmHg. The
parameter affecting HR (gccsj in
Eq. 6 on APPENDIX) was assigned to reproduce the
HR increase measured by Downing et al. (16) in dogs (~40
beats/min increase if PCO2 of the CNS
superfusate is increased by ~80 mmHg). The parameters affecting
peripheral resistance and CO (gccsp and
gccsv) were given to reproduce the changes in
the main hemodynamic quantities observed by Lioy et al.
(34) in the rat. A comparison between model predictions and experimental results is shown in Fig.
7 for two different values of parameter
gccsp. It is worth noting that experimental data
can be reproduced reasonably well assuming that the CNS response to
CO2 does not significantly affect the venous unstressed
volume. This assumption, however, will be removed when simulating other experiments (see Normoxic hypercapnia). Significant
statistical differences between simulated and real data are evident
only during severe hypocapnia.

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Fig. 7.
Percent changes in mean systemic arterial pressure (SAP), skeletal
muscle resistance (Rmus), total peripheral
resistance (TPR), cardiac output (CO), and absolute values of heart
rate (HR) vs. PaCO2, simulated with the model in
steady-state conditions after elimination of all reflex mechanisms
(i.e., baroreflex, peripheral chemoreflex and lung-stretch receptor
reflex). In this condition, only the central neural system (CNS)
response to CO2 and the local mechanisms are operative.
Continuous lines have been obtained by using the parameter values for
the CNS response as in Table 1 (i.e., gccsp = 1.5 mmHg 1 · s 1,
gccsv = 0 mmHg 1 · s 1,
gccsh = 1 mmHg 1 · s 1 , see Eq. 6
in APPENDIX). Dotted lines have been obtained using a lower
value for parameter gccsp = 1.0 mmHg 1 · s 1. The latter change does
not appreciably affect HR. Diamonds, mean values ± SE from Lioy
et al. (34). * and ×, presence of significant statistical
differences between the model prediction and the corresponding
experimental data for the two different simulations (*,
gccsp = 1.5 mmHg 1 · s 1; ×,
gccsp = 1.0 mmHg 1 · s 1). HR changes
(~0.5
beats · min 1 · mmHg 1) agree
with experimental results by Downing et al. (16).
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Normoxic hypercapnia.
Figure 8 shows the percent changes in the
main hemodynamic quantities simulated with the model in response to an
acute +10-mmHg increase in PaCO2, performed at
constant PO2 = 80 mmHg, i.e., the same basal
value as in Ref. 25. This simulation was performed with all mechanisms working in closed-loop conditions. Results are
compared with those computed from data reported in Koehler et al.
(25). The agreement is satisfactory with no significant statistical difference.

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Fig. 8.
Steady-state percent changes in mean SAP, CO, HR, and TPR
simulated with the model in response to a 10-mmHg increase in
PaCO2 at constant PaO2 = 80 mmHg
(normoxic hypercapnia). All parameters for feedback mechanisms are as
in Table 1. Experimental mean values ± SE are from Koehler et al.
(25). No significant statistical difference is evident
between model predictions and experimental data (P > 0.1 for all quantities).
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However, Richardson et al. (48) observed a different
pattern of hemodynamic quantities in healthy male volunteers during normoxic hypercapnia, i.e., a decrease in total systemic resistance with a notable rise in CO. As is shown in Fig.
9A, very significant differences occur if one tries to simulate these results using the
basal parameter values shown in Table 1. Conversely, results by
Richardson et al. (48) can be reproduced quite well by the model assuming a stronger local vasodilatory effect of CO2
on the skeletal muscle vascular bed and a different strength for the
CNS response to CO2 on the heart and peripheral vessels. In particular, data by Richardson et al. can be satisfactorily reproduced assuming that activation of the CNS response to hypercapnia causes vasoconstriction of peripheral veins (thus increasing mean filling pressure and venous return), whereas these receptors have a negligible role on HR and peripheral resistance (see Fig. 9 for the parameters used).

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Fig. 9.
A: steady-state
percent changes in mean SAP, CO, HR, and TPR simulated with the model
in response to an acute increase in PaCO2 up to 58.5 mmHg at constant PaO2 (95 mmHg) (normoxic
hypercapnia). Experimental data are mean values ± SE from
Richardson et al. (48). SE for SAP was not available. Two
examples of model simulations are shown. In the first (basal), all
parameters were given the same values as in Table 1. However, this
choice leads to significant statistical differences in the prediction
of HR, CO, and TPR. To overcome these differences, we had to modify the
CNS response to CO2 (gccsp = 0 mmHg 1 · s 1,
gccsv = 1.7 mmHg 1 · s 1,
gccsh = 0 mmHg 1 · s 1; these changes signify a
greater CNS control on venous unstressed volume, with negligible CNS
control on peripheral resistance and HR) and assume a greater local
vasodilatory effect of CO2 on the skeletal muscle vascular
bed (km,CO2 = 8.3 mmHg).
B: steady-state percent changes in HR, skeletal muscle blood
flow ( m), and skeletal muscle peripheral resistance
(Rmp), measured by Richardson et al.
(48). in the forearm after local sympathetic blockade.
This experiment was simulated with the model by excluding all
sympathetic effects on the skeletal muscle vascular bed and using the
same parameter sets as in A.
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The assumption of a higher local CO2 reactivity in the
skeletal muscle used in the simulation of Fig. 9 can be further
validated by comparing model prediction with the data reported by
Richardson et al. (48) after sympathetic blockade of the
forearm (Fig. 9B). In this particular simulation, we assumed
that the skeletal muscle vascular bed is not under sympathetic control
[i.e., muscle peripheral resistance (Rmpn) was
held constant in Eq. 12 of the APPENDIX to mimic
local sympathetic blockade], whereas all other parameters in
the model were given the same value used in Fig. 9A. The
values of skeletal muscle resistance and local blood flow measured by
Richardson et al. (48) in this condition agree with those
obtained by the model, confirming the existence of a high local
CO2 reactivity.
Hypercapnia during controlled ventilation.
Several authors analyzed the effect of hypercapnia on cardiovascular
variables in anesthetized animals with controlled ventilation plus
hyperoxia. In these experiments, owing to artificial ventilation, lung-stretch receptors have no role in the regulation, hence their input was maintained constant throughout the simulations. Two different
examples are shown in Fig. 10
(50, 61) and compared with model predictions. In the
experiments by Wendling et al. (61), TPR increases during
hypercapnia, whereas CO decreases. This result can be reproduced by
using the basal set of parameters, but just assuming a reduction in the
strength of the CNS response on HR and on TPR. The last changes may
reflect the use of anesthesia during the experiment.

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Fig. 10.
Percent changes in the main hemodynamic quantities
measured at different levels of PaCO2 in anesthetized
artificially ventilated dogs. Continuous lines are model simulation
results obtained using the following parameters for CO2
response: gccsp = 0 mmHg 1 · s 1,
gccsv = 0.4 mmHg 1 · s 1,
gccsh = 0 mmHg 1 · s 1,
km,CO2 = 12.5 mmHg,
kh,CO2 = 7.7 mmHg. Dashed lines
have been obtained using gccsp = 0.5 mmHg 1 · s 1 and
gccsh = 0.2 mmHg 1 · s 1. In all these
simulations the input of lung-stretch receptors was maintained constant
to mimic artificial ventilation, and moderate hyperoxia was adopted (as
in the original experiments).
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In contrast, Rothe et al. (50) observed a decrease in TPR
during hypercapnia and a concomitant increase in CO. Moreover, in this
experiment, mean filling pressure increased significantly suggesting
the occurrence of venoconstriction. These results, which largely differ
from those by Wendling et al. (61), can be reproduced
rather well at different levels of PaCO2 assuming a
stronger local vasodilatory effect of CO2 on peripheral
vessel and a different impact of central chemoreceptors on
cardiovascular parameters (i.e., venoconstriction with almost no role
on resistance and HR). These parameter changes are similar to those
already used to simulate experiments by Richardson et al.
(48) (see Fig. 9).
Hypocapnic hypoxia.
Figure 11 shows the percent changes in
the main hemodynamic quantities simulated in response to an acute
hypoxia, with a concomitant decrease in
PCO2. Two different examples are
reported and compared with data obtained by Krasney and Koehler
(29) in dogs and Kontos et al. (27) on human
volunteers. The agreement between model simulation results and data by
Krasney and Koehler (29) is satisfactory, using the basal
parameter set without statistical differences. In contrast, very
significant statistical differences are evident to mean SAP and TPR if
model predictions are compared with data by Kontos et al.
(27). However, these differences can be overcome if the
strength of the peripheral chemoreceptor response to CO2 is
just moderately increased (from KH = 3 to
KH = 4.7, see Eq. 1 in
APPENDIX).

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Fig. 11.
Steady-state percent changes in
mean SAP, CO, HR, and TPR simulated with the model in response to acute
hypoxia associated with hypocapnia (hypocapnic hypoxia). Final levels
of hypoxia and hypocapnia used in these simulations are shown in the
corresponding panels. A: mean values ± SE from Krasney
and Koehler (29); B: mean values ± SE from Kontos et al. (27). In the second experiment,
the starting level of PaO2 was as low as 75 mmHg. All
model parameters used to simulate the first experiment are as in Table
1. Two simulations have been performed for the second experiment. The
first simulation used the same parameter values as in Table 1. However,
significant statistical differences are evident as to SAP and TPR.
These differences can be overcome using a higher strength for the
peripheral chemoreceptor response to CO2
(KH = 4.7 instead of
KH = 3.0 in Eq. 1 in
APPENDIX). ***P < 0.01.
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Hypercapnic hypoxia.
Figure 12 shows the percent changes in
the main hemodynamic quantities simulated in response to acute
hypercapnia + acute hypoxia. Comparison is performed with
two different experimental results in dogs (25, 49).
Figure 12A shows that the model is able to reproduce the
experimental results by Koehler et al. (25) fairly well
using the basal set of parameters. However, we can observe that HR and
so CO are overestimated. In contrast, the results by Rose et al.
(49) (see Fig. 12B) exhibit a significant
decrease in TPR during hypercapnia + hypoxia. The model can
approximately simulate this behavior only assuming that the CNS
response to CO2 has scarce effect on resistance and HR and
assuming a stronger vasodilatory effect of CO2 on
peripheral vascular beds. It is interesting to observe that the latter
changes conform to those already hypothesized to simulate data by
Richardson et al. (48) and Rothe et al. (50).

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Fig. 12.
A: steady-state
percent changes in mean SAP, CO, HR, and TPR simulated with the model
in response to an acute 10-mmHg increase in PaCO2
associated with a simultaneous reduction in PaO2 (from
80 to 40 mmHg) (hypoxic hypercapnia). All parameters for feedback
mechanisms are as in Table 1. Experimental data are mean values from
Koehler et al. (25). SE are not shown because they were
not reported in the original paper at this level of hypoxia.
B: percent changes in the same quantities measured by Rose
et al. (49) (mean values ± SE) at a greater level of
hypoxia. These changes can be roughly simulated with the model assuming
a poor CNS response to CO2
(gccsp = 0 mmHg 1 · s 1,
gccsv = 0 mmHg 1 · s 1,
gccsh = 0 mmHg 1 · s 1) and a strong local
vasodilatory effect (km,CO2= 8.3 mmHg, kh,CO2= 7.7 mmHg). However, it
is still worth noting the existence of a great overestimation of HR by
the model, which is reflected in overestimation of CO and mean SAP,
too.
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Finally, it is worth noting that, in all cases, HR increases much
more in the model than in the experiments, which is reflected in
overestimation of the CO level. This model limitation is commented in
DISCUSSION.
Sensitivity analysis.
Because the cardiovascular responses to CO2 pressure
changes reported in the literature show striking differences from one case to another (5, 25, 38, 48, 50, 54, 61), we found it
useful to perform a sensitivity analysis on the role of the individual
mechanisms. To this end, Fig. 13 shows
the percent changes in the main hemodynamic quantities simulated with
the model in response to a PaCO2 increase from 40 to
60 mmHg during normoxia (PaO2 = 95 mmHg) first
when all mechanisms are intact and then after selective exclusion of a
single mechanism. The individual mechanism was eliminated by opening
the corresponding feedback loop and maintaining the input quantity at
the basal level, thus excluding the corresponding regulatory action.
However, when excluding the CNS response to CO2, we also
excluded the action of central chemoreceptors on ventilation, i.e., all
central influences are simultaneously withdrawn.

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Fig. 13.
Sensitivity analysis on the role of the individual
reflex mechanisms to the response to an acute 20-mmHg increase in
PaCO2, performed at constant PaO2 (95 mmHg). Solid bars, steady-state percent changes in mean SAP, CO, HR,
and TPR simulated with the model in basal conditions (i.e., with all
parameters as in Table 1). Other bars represent simulation results
after selective elimination of a feedback mechanism. It is remarkable
that the CNS response and the central chemoreceptor response to
ventilation have been excluded together to mimic the absence of all
central receptors.
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The results show that the baroreflex plays a pivotal role in avoiding
excessive derangement in the main hemodynamic quantities during
hypercapnia. In the absence of this mechanism, in fact, any change in
CO2 pressure would evoke very large changes in SAP and HR.
The lung-stretch receptors contribute strongly to the increase in HR
during hypercapnia and attenuate the peripheral resistance increase
caused by peripheral and central chemoreceptor activation. In
particular, in the absence of this mechanism the tachycardia normally
occurring during CO2 rise is converted to moderate
bradycardia, as observed in experiments performed with artificial
mechanical ventilation (54) (see Fig. 10).
The CNS response and peripheral chemoreceptors have a similar effect on
SAP in that their elimination reduces the arterial pressure increase by
~50%, mainly through a reduction in TPR, whereas CO is almost
unaffected. However, the mechanism of action is different in the two
cases. The absence of peripheral chemoreceptors provokes a greater
tachycardia in accordance with the idea that activation of this group
of receptors reduces HR primarily through an increase in vagal tone.
However, CO remains almost unchanged due to a decrease in sympathetic
venous tone. In contrast, suppression of CNS response plus central
chemoreceptors causes a fall in HR, both via a direct action on the
cardiac sympathetic tone and via the reduction in the ventilatory
response (which, in turn, stimulate lung-stretch receptors).
Nevertheless, CO remains rather constant because the reduction of
ventilation results in an increase of sympathetic tone to the veins
(via the withdrawal of lung-stretch receptors activity).
As it is clear from the previous analysis, the synergical-antagonistic
interactions among the various regulatory actions involved in the
CO2 response are quite complex, whereas weakening or
reinforcement of a single mechanism may result in large differences in
the pattern of hemodynamic quantities.
 |
DISCUSSION |
The major aim of the present work was to extend a previous model
of short-term cardiovascular regulation to account for the effect of
PCO2 changes on cardiovascular parameters. The
new aspects incorporated include the nonlinear
O2-CO2 interaction at the peripheral chemoreceptors, the direct CNS response to CO2 changes, the
role of central chemoreceptors on ventilation, and the local
CO2 effect on peripheral resistances. The parameter values
characterizing these individual mechanisms have been given on the basis
of specific physiological experiments in which the contribution of each
mechanism could be adequately assessed independently of the others.
Subsequently, we verified that the integrated action of all these
mechanisms joined with the regulatory actions described in the previous
work (i.e., the baroreflex response, the hypoxic CNS response, the action of lung-stretch receptors, and the local oxygen effect) is able
to reproduce experimental results reasonably well in a variety of
experimental conditions (normoxic hypercapnia, hypercapnia with
artificial ventilation, hypoxic hypercapnia, and hypocapnic hypoxia).
At present, we are not aware of other models able to summarize all
these regulatory actions into a single theoretical structure. In fact,
although various models of the baroreflex control have been presented
in previous years (21, 22, 42), no one describes the
effect of changes in gas tension on cardiovascular parameters in
accurate quantitative terms.
The present model may have several important implications: it may be
useful to summarize present physiological knowledge, it may help the
rational interpretation of physiological data, and it may constitute
the core of future software packages of didactic value. In perspective,
the model may also be of value in the clinical practice, especially in
the analysis of physiopathological conditions characterized by acute
changes in blood gas content. In addition, it might be combined with
other models describing lung mechanics, gas exchange processes,
pharmakinetics, and/or electrolyte disorders. These areas of
explorations may permit deeper comprehension of the interaction between
the cardiovascular system and other physiological systems, often
studied separately. For instance, the model may be useful to study the
effect of respiratory pathologies on cardiovascular quantities and/or
to analyze the transport of various substances (not only
O2, but also drugs or anesthetics) in different hemodynamic
conditions. To this end, however, the model should be enriched with
other aspects, not considered presently, such as equations for gas
exchange at the alveoli, lung mechanics, pH balance, and capillary exchange.
In the following, the main results obtained with the present
simulations are critically discussed.
Normoxic hypercapnia.
When arterial O2 content is maintained at its basal level,
the model furnishes a typical cardiovascular response to hypercapnia. This is characterized by a significant ventilation increase (Fig. 5)
and a moderate increase in mean SAP, HR, and TPR, whereas CO exhibits
insubstantial changes (Fig. 8). As clarified by the sensitivity analysis reported in Fig. 13, this response is the result of the complex superimposition among the various mechanisms simultaneously operative. In particular, according to Fig. 13, the model ascribes the
increase in total systemic resistance to the synergistic action of the
peripheral chemoreceptors and of the CNS response to CO2. Selective elimination of these mechanisms, in fact, attenuates the rise
in TPR during hypercapnia. Conversely, the increase in HR results from
the CNS response and the simultaneous stimulation of lung-stretch
receptors (secondary to the ventilation increase). Finally, it is worth
noting the pivotal role played by the baroreflex control in buffering
excessive cardiovascular derangement. In the absence of this mechanism,
in fact, even a moderate hypercapnia would result in large increases in
mean SAP and HR.
Although the results in Fig. 8 coincide with experimental data in awake
dogs by Koehler et al. (25), significant discrepancies can
be observed when comparing these results with those of others. An
example of such striking differences is provided by the classic experiment in human volunteers by Richardson et al. (48).
In these trials (see Fig. 9), hypercapnia still induces a rise in mean
SAP and HR, but these changes are now associated with a significant decrease in TPR and a large increase in CO. Our model is still able to
mimic this specific response, but using a different combination of
parameters affecting peripheral resistance and venous unstressed volume. In fact, to reproduce Richardson's data with the model, we had
to presuppose a stronger local vasodilatory effect of CO2 on the skeletal muscle vascular bed and an increase in the sympathetic activity to peripheral veins during hypercapnia (the latter increases mean filling pressure and CO). Conversely, the sympathetic activity to
peripheral arterioles should not increase significantly. The hypothesis
of a stronger local vasodilatory effect of CO2 in
Richardson's experiment is further confirmed by data measured by this
author in the forearm during hypercapnia after local sympathetic
blockade (Fig. 9B).
Hypercapnia with artificial ventilation.
The significant differences in the response to CO2 visible
between Figs. 8 and 9 are not exceptional but correspond to other findings in the physiological literature. For instance, as shown in
Fig. 10, comparable differences can be also observed in experiments performed in artificially ventilated dogs, i.e., without lung-stretch receptors. According to some authors, the main consequence of hypercapnia is a moderate arterial hypertension with an increase in
TPR, whereas CO exhibits either inconclusive changes (54) or moderate reduction (61). The model can reproduce this
scenario fairly well using the basal parameter set (but just assuming a weakening of central chemoreceptors, which can be due to anesthesia). Conversely, Rothe et al. (50) observed a progressive
decrease in total resistance when increasing the hypercapnic level up
to 90 mmHg; moreover, these authors observed a progressive increase in
central blood volume and mean filling pressure, indicating active
venoconstriction through sympathetic activation. Results by Rothe et
al. can be reproduced quite well assuming a strong local vasodilatory
effect of CO2 on peripheral resistances and the existence
of sympathetic venoconstriction from the CNS response. According to
this idea, Rothe et al. suggested that about 30% of the observed
increase in mean filling pressure arises from receptors in the brain.
The latter scenario is similar to that hypothesized when simulating the
experimental results by Richardson (48), revealing
remarkable analogies between the two cases.
Hypercapnic hypoxia.
Similar differences in the response to CO2 can also be
noticed by comparing the experimental results by Koehler et al.
(25) and Rose et al. (49) during hypercapnic
hypoxia in conscious dogs. According to experimental results by Koehler
et al., the model suggests that moderate hypoxia (40 mmHg) with
hypercapnia results in a significant increase in SAP, CO, and HR,
whereas total systemic resistance exhibits only an inconsistent change. The model explains these results ascribing the increase in HR to
activation of lung-stretch receptors and to the CNS response (stimulated both by hypoxia and hypercapnia) and the increase in CO to
the increase in mean filling pressure, caused by peripheral chemoreceptor activation. Meanwhile, TPR remains almost unchanged because it depends on various antagonistic actions. In fact, the CNS
response and the peripheral chemoreceptor activation work to increase
resistance in reflexly regulated vascular beds, whereas the strong
stimulation of lung-stretch receptors and the local vasodilatory effect
of CO2 and O2 conspire to reduce systemic resistance in the reflexly and the metabolic regulated vascular beds, respectively.
If greater levels of hypoxia are simulated during hypercapnia, the
model forecasts a further progressive rise in mean SAP, HR, and CO,
whereas TPR remains rather constant (unpublished simulations). Conversely, contradictory scenarios are recounted in the
physiological literature.
Koehler et al. (25), in their fundamental work on awake
dogs, also reported experimental data obtained at deeper levels of
hypoxia (down to ~30 mmHg). These results display that, at deeper
levels of hypercapnic hypoxia, total systemic resistance and mean SAP
exhibit a greater increase, whereas HR and CO settle at a saturation
level, proximal to the level attained at 40 mmHg PaO2.
On the contrary, Rose et al. (49) describe a completely different result on conscious dogs. In their work, systemic hemodynamic changes during combined hypercapnia and deep hypoxia
(PaO2 = 33 mmHg) comprehend a rise in mean SAP
and a notable increase in HR and CO, whereas total systemic resistance
decreases significantly. Once again, the model can account for the
decrease in TPR observed by Rose et al. ascribing it to a stronger
local vasodilatory effect of CO2.
An important limit of the present model is that it predicts a very
large increase in HR during severe hypoxia + hypercapnia. In
contrast, both data by Koehler et al. (25) and Rose et al. (49) suggest that HR cannot increase >50% of baseline in
the same condition. It is probable that severe asphyxia involves some protective mechanism for the heart, limiting it from excessive cardioacceleration.
Hypocapnic hypoxia.
The model is able to reproduce the cardiovascular response to
hypocapnic hypoxia reasonably well, both in awake dogs
(29) and human volunteers (27), even though
the second simulation may benefit from a moderate change in the
peripheral chemoreceptor sensitivity to CO2.
In conclusion, the present model is able to provide a plausible
theoretical summary of many different physiological data reported in
the clinical literature. However, reproduction of the different results
requires formulation of alternative scenarios and the use of different
parameters characterizing the mechanism strengths. A first scenario is
characterized by the presence of strong vasoconstrictive mechanisms
(especially caused by activation of peripheral and central
chemoreceptors) during hypercapnia, which counterbalance the local
vasodilatory effects. In contrast, venoconstriction is scarce. As a
consequence, TPR increases or remains unchanged, whereas CO exhibit
inconsistent changes (25, 61). A second scenario is
characterized by the prevalence of local vasodilation and probably also
by active venoconstriction from central chemoreceptors. In this
scenario, TPR decreases and CO exhibits a large rise
(48-50). The reasons for these different scenarios
may be numerous: large variabilities among individual subjects or
between animal species, the alerting response in awake subjects, the
effect of anesthesia in anesthetized animals, or differences in local metabolism.
In general, the present study emphasizes the extreme complexity of the
system regulating cardiovascular parameters following acute changes in
blood gas content, and the study points out that the analysis of this
system may significantly benefit from a rigorous quantitative approach
based on mathematical models and computer simulation techniques.
Explication of experimental results with the help of the model may
provide important indications on the role of the individual mechanisms,
may allow differences among contradictory findings to be better
understood, and may provide suggestions on the existence of further
regulatory actions, which deserve deeper theoretical and experimental studies.
Only equations concerning the new aspects of the model are
presented. They describe chemoreceptor afferent pathways, efferent sympathetic activity, CNS response, the local O2 and
CO2 effects on peripheral resistances, the control of
ventilation, and tidal volume. All other equations are unchanged
compared with the previous study (59), where an accurate
description can be found.