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1Pulmonary and Sleep Research Laboratory, Division of Pulmonary, Critical Care, and Sleep Medicine, Beth Israel Deaconess Medical Center, Boston, Massachusetts; and 2Laboratoire du Sommeil, Laboratoire HP2 (Hypoxie Pathophysiologie), Institut National de la Santé et de la Recherche Médicale ERI 0017, Centre Hospitalier Universitaire de Grenoble, Grenoble, France
Submitted 6 June 2007 ; accepted in final form 2 June 2008
| ABSTRACT |
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acclimatization; vascular resistance; pathophysiology; chronic obstructive pulmonary disease
Hypoxic exposures in normal subjects, lasting hours (9, 13) or days (7, 9, 13), results in a sustained increase in ventilation, which is termed ventilatory acclimatization to hypoxia (VAH). In contrast to the increase in ventilation during acute hypoxia, acclimatization is characterized by a sustained increase in ventilation that outlasts the exposure (13). Acclimatization is mediated through peripheral chemoreceptors and is associated with an increase in peripheral chemoreflex gain (7). The mechanism for acclimatization is thought to be altered neuromodulation of the carotid chemoreceptor, with endothelin (4), angiotensin (16), and other substances (2) believed to be contributors. Although most studies have employed continuous exposures to hypoxia or altitude to induce acclimatization, recently evidence has emerged that recurrent hypoxic exposures of as little as 4 h/day for 5 days/wk will also induce acclimatization in normal volunteers (15).
Increasing evidence suggests that exposure to hypoxia may also alter muscle sympathetic nervous system activity (MSNA) and arterial blood pressure. Several authors have documented an increase in sympathetic nervous system activation, both with and without significant increases in arterial blood pressure, that persists up to an hour after termination of various durations of sustained hypoxic exposure (3, 6, 12, 20, 27).
Interestingly, altered peripheral chemosensitivity is a proposed mechanism contributing to this sustained sympathoexcitation. Consistent with other investigators, we have demonstrated that exposures to sustained hypoxia for as short as 8 h lead to acclimatization and an increase in diastolic blood pressure (1, 10). After that exposure, there was altered vascular reactivity as evidenced by the presence of impaired hypoxic vasodilation (10). However, in a subsequent study MSNA showed a significant trend toward a decrease in activity after the 8-h exposure, pointing to a potential dissociation between changes at the level of the chemoreflex and MSNA after hypoxic exposure (28).
In the present study we have further investigated the time course of ventilatory, hemodynamic, MSNA, and vascular reactivity changes in response to recurrent sustained hypoxia. We hypothesized that normal volunteers exposed to a longer duration of sustained recurrent hypoxia would demonstrate VAH as well as sustained sympathoexcitation and altered hemodynamics and vascular reactivity consistent with the evolution of a milieu that would be consistent with increased risk for cardiovascular disease such as that seen in patients with COPD. To investigate this hypothesis we evaluated changes in normal volunteers exposed to 14 nights of 9 h of sustained hypoxia.
| METHODS |
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Ten of eleven selected healthy, nonsmoking, normotensive subjects, free of vasoactive medications, completed the study (MSNA recording was not successfully obtained in 1 subject). Data analysis was completed only in the 10 subjects who completed the whole study. The subjects had a mean age of 27 ± 1.5 yr and a body mass index of 23 ± 0.9 kg/m2. All subjects underwent a screening history and physical examination to ensure they were free of significant cardiac, pulmonary, or neurological disease before providing written informed consent. Subjects who had journeyed to or lived at an altitude of
2,500 m in the 6 mo before enrolling in the study were excluded from participating. Six men and four women completed the study. All women began exposure during the week after menses to minimize the possible confounding effects of hormonal changes on vascular function, and all tested negative for pregnancy (urinary β-human chorionic gonadotropin test). This protocol was reviewed and approved by the Institutional Review Board at Beth Israel Deaconess Medical Center and conformed to the provisions of the Declaration of Helsinki.
Experimental Protocols
Subjects were admitted to the Clinical Research Center at Beth Israel Deaconess Medical Center at the start of the protocol. Subjects were studied in the morning (8 AM) after an overnight fast before and after a 14-night hypoxic exposure in an altitude tent. After baseline measurement of arterial pressure by brachial cuff and forearm blood flow (FBF) by venous occlusion plethysmography, reactive hyperemia (RH) was assessed. Subjects were then instrumented in the supine position. A brachial artery catheter was placed in the nondominant arm, and a microelectrode was placed in the peroneal nerve for recording of muscle sympathetic activity. After a 30-min recovery period following successful instrumentation, data collection was initiated with the subject breathing room air with continuous measurement of heart rate (HR), arterial pressure, and MSNA and measurement of FBF bilaterally in triplicate. Once baseline recordings were completed, intra-arterial vascular infusion of phentolamine was begun through the brachial artery catheter with a loading dose followed by a continuous infusion and all measurements were repeated. Next, progressive isocapnic hypoxia was induced with the technique of Rebuck and Campbell (21) while continuing the intra-arterial vascular phentolamine infusion. During hypoxia, HR, arterial pressure, and MSNA were again recorded continuously and FBF was measured bilaterally at regular intervals. Room temperature was maintained constant at
24°C throughout data collection. A schema of the testing protocol is shown in Fig. 1.
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The hypoxic exposure was achieved with a commercially available normobaric "altitude tent" (Colorado Altitude Training, Colorado Springs, CO). Subjects slept in a standard hospital bed while in the tent, which measured 9 x 7 x 6 ft. Altitude was set and continuously monitored with a central controller with real-time output. Altitude and CO2 levels within the tent were monitored continuously throughout the exposure. CO2 was removed with soda-phosphate crystals and a fan-driven system within the tent to allow continuous passage of tent gas across the system to allow stable CO2 levels to be maintained. Independent verification of CO2 levels performed by an automated CO2 monitoring system (Realterm, Colorado Altitude Training) yielded 0.4% as an average value during the night (range: 0.1–0.52%). O2 saturation SaO2 was monitored continuously overnight, and mean SaO2 were 84.2% during the exposure.
Measurements
Respiratory variables.
To measure the ventilatory response to hypoxia, subjects breathed from a closed circuit connected to a 7-liter bag-in-box. The box was connected to a 10-liter Wedge Spirometer (Med Science, St. Louis, MO). Linear displacement of the spirometer was recorded continuously and was proportional to volume. SaO2 was monitored with a pulse oximeter (Biox model 3740; Ohmeda, Louisville, KY). Subjects were allowed to breathe during >1 min through a mouthpiece connected to room air, wearing nose clips to be acclimatized to the device. CO2 fraction was measured continuously with an infrared gas analyzer connected to the mouthpiece (model 17630; Vacu-med, Ventura, CA). We used the last 20 s of this resting ventilation to measure resting end-tidal CO2 before and after exposure. The subject was then switched to the rebreathing circuit, filled with calibrated gas made up of 24% O2-7% CO2 balanced with N2 such that the bag volume was 60% of the subject's vital capacity (VC) + 1 liter. CO2 was removed as necessary from the circuit by directing a variable amount of the flow through a scrubber to maintain isocapnia. After the subject breathed on the circuit for 1 min, N2 was added to increase the bag volume to 1 liter above VC to hasten the decrease in SaO2. When SaO2 decreased to 92%, oxygen was added to the circuit at 0.1–0.2 l/min through a pediatric flowmeter to allow precise control of the rate of fall of saturation. Oxygen flow was adjusted to allow a progressive decrease in SaO2, so that at least 2 min of data could be collected between SaO2 90% and 85% and between SaO2 85% and 80%. Expiratory tidal volume was obtained by integration of the flow signal. Breath-by-breath respiratory frequency (fR) was obtained by the ratio 1/Ttot, where Ttot is the duration of each respiratory cycle. Breath-by-breath exhaled minute ventilation (
E) was calculated by multiplying tidal volume and fR. A linear correlation was used to obtain the slope of the SaO2-
E relationship.
Cardiovascular variables. HR was taken from the electrocardiogram. Dominant arm arterial pressure was measured at 5-min intervals with an automated arm cuff sphygmomanometer (Dinamap model, Critikon, Tampa, FL). Nondominant arm intra-arterial pressure was continuously recorded through the arterial catheter with a catheter-transducer system (Transpac II, Abbott Critical Care Systems, Chicago, IL).
Forearm blood flow. Blood flow was measured in both forearms by venous occlusion plethysmography (EC6 plethysmography, Hokanson, Bellevue, WA) and mercury-in-Silastic strain gauges. The arm was placed in a passive position above the level of the right atrium. The strain gauge was placed at the midpoint of the forearm with a distally placed occlusion cuff and a proximal venous occlusion cuff. Before data collection a series of occlusions was performed to determine the venous occlusion pressure that resulted in the steepest slope of the arterial inflow curve. This typically yielded venous pressure of 45–50 mmHg. The wrist arterial occlusion cuff was inflated to 200 mmHg. After 1 min, the collecting cuff positioned above the elbow was rapidly inflated above venous pressures for 8 s every 16 s. An average of four to six flow measurements was used in the computation of the results at each time point. FBF was expressed in milliliters per 100 ml of limb tissue per minute. Forearm vascular resistance (FVR; expressed in mmHg·ml–1·100 ml tissue·min) was obtained by dividing mean arterial pressure (MAP) by FBF. During the pharmacological trial, results were expressed as forearm vascular conductance calculated as (FBF/MAP) x 100 and expressed in arbitrary conductance units.
Brachial Artery Cannulation and Intra-Arterial Vascular Phentolamine Infusion
Brachial artery cannulation was obtained with a 5-cm, 20-gauge catheter that was placed in the nondominant arm under sterile conditions with local anesthesia (2–3 ml of 1% lidocaine). The catheter was continuously flushed (3 ml/h) with heparinized saline (2 U/ml). Intra-arterial pressure was continuously monitored, and intra-arterial vascular medication infusion was accomplished with a three-way stopcock (Baxter, Deerfield, IL), which was placed in series with the transducer system. Room air arterial blood gases were also obtained before and after exposure in these subjects. Intra-arterial vascular phentolamine infusion consisted of a 5-min loading dose (100 µg/min) followed by a continuous infusion (25 µg/min) until completion of the testing. Variables were measured sequentially in three conditions. The conditions were normoxia, followed by normoxia + phentolamine, followed by acute isocapnic hypoxia + phentolamine.
Reactive hyperemia. RH was induced by inflating the upper cuff to 200 mmHg for 15 min, after which the cuff was deflated for 15 s and FBF was measured for 2.5 min as described above. Peak blood flow was evaluated as an average of the first three FBF measurements after release of cuff occlusion. Vascular reactivity was considered to be the total excess blood flow above baseline, calculated as the difference between the area under the curve (AUC) during RH and baseline.
Muscle sympathetic nerve activity. We obtained nerve recordings with standard tungsten microelectrodes inserted into the peroneal nerve posterior into the popliteal area, after localization by surface stimulation. Signals were filtered, amplified, and full-wave rectified. The rectified signal was integrated for display on an oscilloscope and for recording (Nerve Traffic Analyzer, model 662c-3, Bioengineering Dept., University of Iowa, Iowa City, IA). Electrode position in muscle fibers was confirmed by pulse synchronous bursts of activity occurring 1.2–1.4 s after the QRS complex, reproducible activation during the second phase of the Valsalva maneuver, elicitation of afferent nerve activity by mild muscle stretching, and the absence of response to startle. Sympathetic bursts were identified with a specific algorithm described by Hamner and Taylor (11) and Matlab software (The Mathworks, Natick, MA). For purposes of quantification MSNA was reported in 5-min periods and expressed as burst frequency (bursts/min) normalized by heart rate (bursts/100 heart beats).
Data Analysis
We averaged nerve activity parameters over a window of 5 min of data collection in normoxic conditions and 2-min windows during the end of hypoxic ventilatory response for acute isocapnic hypoxia (SaO2 between 85% and 80%). HR and MAP were averaged over the corresponding time intervals during which plethysmographic forearm flow measurements were made. An MSNA signal-to-noise ratio of 3/1 or greater was obtained in seven subjects both before and after exposure. The analysis of MSNA was performed on these seven subjects. For technical reasons RH was not obtained in one of the subjects. Overall analysis was completed on nine subjects. Brachial artery cannulation was obtained both before and after exposure in seven subjects; analysis was performed only in the subjects having successful cannulation at both time points.
Statistics
P values <0.05 were considered statistically significant. Baseline values were compared from the two different trials and preexposure to postexposure with a two-tail distribution paired t-test. Differences among multiple means were evaluated by ANOVA corrected for multiple measures; when overall differences were detected, individual means were tested by Bonferroni test, with a P value <0.003 necessary to be considered significant. Except where otherwise noted, data are reported as means ± SE.
| RESULTS |
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Changes in resting ventilation were assessed by room air arterial blood gas measurements. There was a significant decrease in baseline arterial PaCO2 after exposure [41.75 ± 1.5 (pre) vs. 37.50 ± 1.34 (post) mmHg, P < 0.05]. Peripheral chemoreceptor responsiveness, evaluated by the slope of the ventilatory response to progressive isocapnic hypoxia, revealed a significant increase after exposure [0.49 ± 0.06 (pre) vs. 1.32 ± 0.24 (post) l/min per 1% fall in SaO2, P < 0.05]. These results are summarized in Table 1.
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Heart rate and blood pressure. After exposure, there is a significant increase in MAP in room air conditions [86.7 ± 6.1 (pre) vs. 90.5 ± 7.6 (post) mmHg, ANOVA P < 0.001]. Although there is a small increase in blood pressure during isocapnic hypoxia, upon detailed analysis there is no significant change in blood pressure (systolic, diastolic, or mean) across testing conditions either before or after exposure. These results are summarized in Fig. 2. Resting HR did not change significantly after exposure [59.4 ± 2 (pre) vs. 61.55 ± 2.5 (post) beats/min, P = 0.15].
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Vascular control. After exposure, there was a significant increase in baseline (normoxic) FVR in the control forearm [39.6 ± 3.5 (pre) vs. 47.5 ± 4.8 (post) mmHg·ml–1·100 ml tissue·min, P < 0.05].
Nonspecific
-Adrenergic Blockade with Intra-Arterial Phentolamine Infusion
Subjects had FBF measured in both the arterial catheter instrumented arm (experimental forearm) and the noninstrumented arm (control forearm).
There was significant difference in both control and experimental FBF measurements across conditions (Fig. 3, ANOVA P < 0.01 and P < 0.001, respectively). In the control forearm, across testing conditions a significant increase in blood flow compared with room air breathing occurred only during isocapnic hypoxia after exposure. This value is not significantly higher than that seen during isocapnic hypoxia before exposure. However, in the experiment forearm, a significant increase in blood flow occurred with intra-arterial vascular phentolamine infusion and a further significant increase was seen with isocapnic hypoxia in the setting of continued intra-arterial vascular phentolamine infusion. However, for the experimental forearm there was no difference in these blood flow values compared in the same condition before and after exposure. When experimental FBF is normalized for control FBF in the same condition, there is a trend toward lower values after exposure that does not reach statistical significance.
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The peak FBF after release of cuff occlusion was not significantly different after 2 wk of hypoxic exposure. Compared with preexposure values, FBF during RH was decreased after 2 wk of exposure. The AUC for RH shown in Fig. 4 exhibited a decrease that did not reach significance (P = 0.06). Analysis of the entire temporal response to RH during the 2.5-min interval of recording showed that FBF was decreased significantly at the time points 85, 101, and 117 s after cuff release (P < 0.05 for all) (Fig. 4).
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Baseline room air MSNA, evaluated as burst frequency, was significantly elevated after exposure [n = 7, 20.8 ± 2.8 (pre) vs. 28.2 ± 3.3 (post) bursts/min and 35.6 ± 5.3 (pre) vs. 46.1 ± 5.2 (post) bursts/100 heartbeats, P < 0.01; Figs. 5 and 6] There was no significant change in MSNA response to isocapnic hypoxia after exposure (n = 4; Fig. 7). Isocapnic hypoxic HR did not change significantly after exposure [87.29 ± 6.34 (pre) vs. 93.23 ± 5.04 (post) beats/min, P = 0.5].
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| DISCUSSION |
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Consistent with the findings of others with shorter-duration exposures to hypoxia, subjects exhibited significant VAH after the hypoxic exposure in this study (8, 13). Interestingly, whereas the acute response to hypoxia has a significant contribution from both the central and peripheral chemoreceptors, short-term acclimatization is mediated primarily through peripheral chemoreceptors at the level of the carotid body (8, 29).
Hypoxic exposures from as brief as 2 h to long-term altitude exposures have been shown to contribute to the development of systemic blood pressure elevation that outlasts the exposure itself (3, 27). Here, the evidence of significant elevation in systemic blood pressure following 2 wk of nocturnal recurrent hypoxia, in the absence of a significant change in resting HR, would suggest that changes in peripheral vascular resistance are playing a primary role in the evolution of these changes. This potential mechanism is also suggested by the increase in baseline normoxic FVR seen after exposure in the noninstrumented forearm in our subjects.
The increases in MSNA seen with exposure, potentially mediated through increased chemoresponsiveness at the level of the carotid body, account for a substantial proportion of the increased peripheral vascular resistance (18). It is, however, clear that sympathetic nervous system-mediated changes in peripheral vascular tone are not sufficient to explain the vascular changes seen after our chronic recurrent hypoxic exposure.
Vasodilation during isocapnic hypoxia was enhanced after exposure. However, FBF during isocapnic hypoxia in the setting of nonspecific
-adrenergic blockade by intra-arterial vascular phentolamine infusion was not different from the preexposure value. Our results thus are not consistent with an enhanced vasodilatory mechanism but rather a lesser vasoconstrictor mechanism. With exposure to acute isocapnic hypoxia, we were not able to demonstrate a specific change of MSNA in the four subjects we were able to analyze. Interestingly, there was a suggestion of a decrease in the magnitude of the elevation in MSNA on exposure to acute isocapnic hypoxia after 2-wk exposure when expressed in bursts per 100 heartbeats. However, this last finding is of questionable significance. First, this decrease may be an artifact due to the increase in HR during isocapnic hypoxia, although this increase does not reach statistical significance. Second, there is no study that carefully looks at the significance of sympathetic activity normalized to HR for limb blood flow control. An alternative hypothesis would be that a change in sympathetic vascular coupling occurs after exposure to 2 wk of nocturnal hypoxia. This hypothesis is deserving of further study.
Although there was no significant change in the peak blood flow response to cuff occlusion during RH testing, there is a suggestion of a decrease in total flow response after exposure. Specifically, compared with preexposure values, there was a significant decrease in FBF at time points 85, 101, and 117 s after cuff release. This would suggest a significant change in the balance between vasoconstrictor and vasodilator tone likely driven by the increase in MSNA. This increased sympathetic tone may contribute to a more rapid rate of return toward baseline after peak vasodilation following RH. However, we have to acknowledge that compared to preexposure values the amount of decrease in forearm vascular flow during hyperemia is mild. In our study, we cannot conclude that there is a change in mechanisms of vascular dilatation rather than a change in sympathetic vasoconstriction tone. Although it remains an active area of investigation, there is reasonable evidence that the peak response to RH with a 15-min occlusion may be mediated primarily by factors other than nitric oxide (NO) (26). It has been shown convincingly that NO does play a prominent role in the middle to late phases of the response to RH (24). The findings here would suggest that chronic recurrent hypoxia of this duration may lead to a significant impairment of vasodilation in addition to increased sympathetic nervous system-mediated vasoconstriction. The relative contribution to the specific NO-mediated vasodilation is deserving of further investigation.
Although altered vasodilation and altered vasoconstriction are both reasonable to consider in accounting for the changes seen here, regardless of the mechanisms our findings are potentially important from a clinical perspective because these changes may represent an initial step in atherosclerosis and cardiovascular morbidity (5, 17). Interesting data from the National Health and Nutrition Examination Survey revealed that after smoking and other known risk factors for cardiovascular disease were included in the multivariate model, increasing severity of COPD was associated with increased mortality (19). The possible mechanisms by which COPD may independently increase cardiovascular risk remain to be defined. A leading mechanism by which this may occur is generation of proinflammatory cytokines leading to endothelial cell activation and a prothrombotic state in addition to promotion of hepatic production of C-reactive protein (14). The nature of the proinflammatory state that characterizes COPD is an active area of investigation. The mechanism by which the chronic intermittent hypoxia that characterizes severe COPD may add to this risk has not yet been defined.
Our findings of increased arterial blood pressure mediated through sustained sympathetic activation and increased peripheral resistance do demonstrate that chronic intermittent hypoxia can alter systemic control of blood pressure, in part through alterations in chemoreflex sensitivity. In addition, the vasodilation in response to RH is likely to be altered, which is consistent with significant endothelial dysfunction. These findings provide important insight into the physiological changes in response to chronic intermittent hypoxia in humans and may provide a foundation for future investigations to determine the mechanisms by which this type of hypoxic exposure that characterizes disease states such as COPD and obesity independently contributes to an increase in cardiovascular and cerebrovascular morbidity and mortality.
Finally, several limitations of this study must be acknowledged. Although we have demonstrated a clear increase in systemic blood pressure and FVR we cannot generalize these findings to all vascular beds. FBF is a reasonable estimate of skeletal muscle blood flow changes, but other vascular beds that have a substantial contribution to total peripheral resistance such as the splanchnic circulation were not evaluated. In addition, there was no direct measurement of cardiac output to further define potential sources of the elevation in blood pressure seen, although HR was unchanged. This measurement should be incorporated into future studies.
In addition, there was a nonsignificant increase in FBF in the control forearm, which was not receiving intra-arterial vascular phentolamine infusion, during intra-arterial vascular infusion in the contralateral arm after exposure. The intra-arterial vascular phentolamine infusion protocol has been utilized extensively in this lab and others and has been shown to have only local effects in the infusion forearm. Subjects were studied after a minimum of 30 min of recovery following termination of hypoxic exposure. In addition, there was further delay in the baseline measurements for the intra-arterial vascular phentolamine infusion protocol because of the time required for insertion of the arterial catheter and RH testing. Despite this fact there may be some contribution to this increase in FBF based on increasing time from the termination of the exposure between baseline measurements and measurements made during the intra-arterial vascular phentolamine infusion. Variability of the measurement technique is unlikely to completely explain the finding because the decrease was seen across virtually all subjects. One also can hypothesize that the response to phentolamine may have changed because of a change in sympathetic transduction if phentolamine was indeed systemically active.
In conclusion, chronic intermittent nocturnal hypoxia of 2-wk duration in normal volunteers leads to VAH, MSNA activation, and elevations of systemic blood pressure that outlast the exposure. It is likely that flow-dependent endothelial dysfunction as evidenced by RH testing is also altered. These findings suggest that hypoxic exposure of this type may lead to systemic changes that represent reasonable mediators of a significantly increased risk for cardiovascular and cerebrovascular morbidity in disease states characterized by intermittent hypoxia.
| GRANTS |
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| FOOTNOTES |
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The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
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